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Firm Type: Law Firm, Experience: 4 Years, A law firm in Chicago, IL, is seeking an Investment Funds, Regulatory Associate Attorney with 4-5 years of experience in Investment Management. Prior experience advising fund sponsors on fund formation and regulatory compliance.
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In this role, the Market and Regulatory Affairs Lead will participate as a stakeholder in RTO/ISO stakeholder processes, serve as the liaison for trade groups and collaborate with industry stakeholders to address issues that are relevant to LRE interests throughout the country.
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Consumer lending product knowledge (e.g., mortgage, auto, credit card), consumer lending life cycle knowledge (e.g., marketing, origination, pricing, risk and servicing), consumer regulation knowledge (e.g., fair lending, CRA, UDAP, TILA, RESPA), regulatory requirements of the Federal Reserve, OCC, OTS and/or FDIC.
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Track animal care and sustainability developments in legislative/regulatory affairs across species (cage-free, animal medication/housing, etc.) Work alongside Coca-Cola corporate teams to identify issues, legislative, regulatory, and lobbying opportunities.
$250Full-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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GRA partners with the Lines of Business and Enterprise functions to ensure that its models and analytics address both internal and regulatory requirements, such as quarterly Enterprise Stress Testing (EST), the annual Comprehensive Capital Analysis and Review (CCAR), and the Current Expected Credit Losses (CECL) accounting standard.
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The Regulatory Risk & Oversight Office oversees the management of regulatory risk across Asset Servicing, which is a core business unit within Northern Trust providing Custody; Capital Markets, Banking & Treasury; and Fund Services across North America, EMEA and APAC.
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It involves interaction with many of the RES functions, including sales, regulatory, and field operations teams, analysts, and in-house counsel – thus, communication skills are key to success. We are looking for a skilled communicator who knows how to collaborate with interdisciplinary teams within RES, including Project Management, Legal, Regulatory, Design, Sales, Ecology, and Construction.
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Global Regulatory system is regulatory reporting project using on premise vended product from Adenza (Axiom SL) and the scope includes regulatory reporting requirements in APAC, EMEA and NA regions.
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Education and Experience:JD preferred and eight (8) or more years of legal, compliance and/or regulatory experience in the securities and futures industries with progressive management responsibility or equivalent combination of education and experience.
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There’s no one like you and that’s why there’s nowhere like RSM.RSM's AML/Regulatory Compliance group is currently seeking a strong resource to join our fast growing Risk Consulting practice at the Senior Associate level.
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Manage the bioanalytical assay transfer/validation, quality and conduct at external bioanalytical vendors and ensuring regulatory compliance. Working knowledge of bioanalytical method validation and sample analysis regulatory guidelines in all regions (ICH, FDA, EMA, PMDA.
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Works closely with the Office of Research Affairs and Research Compliance to ensure Standard Operating Procedures (SOPs) are implemented and documented in accordance with study sponsor, Principal Investigator, and regulatory agency specifications.
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The Fund Controller is highly experienced in the financial, accounting, and regulatory operations of non-profit organizations and/or Taft-Hartley Funds; organizational leadership, co-creating company culture and designing approaches where staff align to the organization’s mission, values and vision through performance, processes, and behavior.
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Crowell & Moring LLP is an international law firm with offices in the United States, Europe, MENA, and Asia that represents clients in litigation and arbitration, regulatory and policy, and transactional and corporate matters.
$240,000 - $305,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Collaborate with cross-functional teams, including project development, engineering, and regulatory affairs, to support overall project objectives and milestones. Stay informed about industry trends, regulatory changes, and best practices in land acquisition and renewable energy development.
$90,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago
regulatory job Title: sr regulatory affairs associate Company: Modis in Lincolnwood, IL
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