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The Senior Compliance Internal Auditor’s role is to support the VP of Internal Auditor and Chief Compliance Officer and the Director of Internal Audit in identifying risk and managing audits over Patterns fast-growing business.
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Worked in Chief Financial Officer, Managing Director, VP, Sr. VP, EVP, or C-level roles for a company involved in transmission utility or renewable energy operations.
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The Chief Information Security Officer (CISO) is a business/technology director who will be responsible for providing leadership in a comprehensive Information Security and Data Privacy program and ensuring compliance.
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Working with firm management, in particular the Global Managing Partner (GMP), U.S. Regional Managing Partner (RMP), the Chief Operating Officer (COO) and other key stakeholders, the DS&E will identify, develop and implement initiatives at the core of the strategic development of the firm.
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Drive improvements in KYC, AML, privacy regulations, and general compliance awareness through evaluating needs, and delivering a training and development program, with input from compliance and risk-based monitoring programs.
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Vice President, Chief Compliance Officer of Broker-Dealer and RIA. BDO Capital Advisors, President & Chief Compliance Officer. Chief Financial Officer (CFO) - Financial Strategy and Growth Expert.
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Outside of the Platform, the VP will work with leaders from Biostatistics & Data Management, Global Regulatory Affairs, Clinical Pharmacology / Pharmacometrics, HEOR, Legal/Compliance, and others to achieve research and business objectives.
$215,400 - $398,900 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Reporting to the Chief Operations officer, the Head of Compliance will be responsible for managing and scaling a company-wide compliance program and team, responsible for the company’s daily operations in consumer lending.
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Partner with the CEO and General Counsel of TIDAL as a trusted advisor to provide guidance and thought leadership on enterprise risks, building a culture of compliance, scaling the business and compliance functions.
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10+ years of experience in the financial industry, with a focus on risk assessment, management, fraud prevention, disputes/chargebacks, credit risk or payment processing.
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Perform gap analyses and risk assessments for a variety of systems, programs, and vendors and work with system and service owners on bringing them into compliance with external and UC policy.
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This position will report directly to the Director, Corporate Finance & Strategy and will frequently collaborate with the VP of Finance, the CFO, and the executive team. G&A Finance Partnership: serve as an effective business partner to the CHRO, CLO, and CFO and their organizations in the annual planning process, forecasting, and management of operations to budget.
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We are looking for a part-time Chief Information Security Officer (CISO) who possesses expertise as a cybersecurity leader, excelling in adaptive management, clear communication, strategic planning and execution, risk management, seamless integration of cybersecurity with business strategy, and the cultivation of positive stakeholder relationships.
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Collaborate closely with the Client's senior management team (e.g. Chief Investment Officer, Chief Risk Officer, Head Portfolio Managers, Head of Investment Operations, Chief Technology Officer) and provide strong leadership throughout the Aladdin implementation.
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The purpose of this position is to support the VP of Internal Auditor and Chief Compliance Officer and the Director of Internal Audit in identifying risk and managing audits over Pattern Energy’s fast-growing business.
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