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Who We Are:Bernstein Private Wealth Management (“Bernstein”), also a subsidiary of AllianceBernstein L.P. (AB), provides advanced planning strategies and a wide array of investment management services to high-net-worth families, endowments and foundations, and institutions to help them reach specific financial objectives.
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Demonstrated ability to forge and nurture meaningful relationships with high-net-worth and ultra-high-net-worth individuals to support an organization's goals and objectives.
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Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs.
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Familiarity with Artificial Intelligence/ Machine Learning, Robotics Process Automation and Blockchain and their impact on the regulatory environment. We also have a large team that implements for large organizations (through standard or custom integrations) transaction tax engines and tax reporting/compliance technologies, and we provide technical support for these technologies during and after implementation.
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The Chief Compliance Officer (“CCO”) will act as the primary expert and advisor on all NerdWallet compliance matters, managing external regulatory engagements, legal contracts, and third-party vendor compliance.
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The Compliance and Risk Consultant, Principal will lead and oversee the implementation of all key components of the EP-IT Risk Management Program for PG&E’s Corporate Security Department (CSD.
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Its services include prosecuting and defending litigation, drafting and negotiating agreements, providing advice, counsel and interpretation of laws, regulations and policies, and assisting with development of effective compliance and risk mitigation strategies to facilitate the University's complex operations.
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You will work with partners in legal, operations, compliance, finance, data analytics and engineering, product and other teams, to ensure that Block is compliant with applicable requirements and obligations while, to the extent possible, streamlining regulatory impact and facilitating innovation.
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The Regional Vice President will work in a client-focused, team-centered environment in unison with Managing Directors to service the needs of the firm’s high net worth clients. Company Paid Concierge Services for you and your loved ones for the spectrum of caring needs for your aging parents, young children, life’s challenges and more.
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Documentation: Maintain accurate and detailed electronic health records (EHR) to track patient progress, document treatment plans, and ensure compliance with regulatory standards. Family NP Opportunity A Nurse Practitioner (NP) in Family Practice is an advanced practice nurse who specializes in providing primary healthcare services to individuals and families across the lifespan.
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Active involvement with the O.R. Managers, Pod Managers, Surgeons, Anesthesiologists, Schedulers, and SPD Leadership as well as inpatient units, outpatient clinics, and the Infection Control Department to provide safe and efficient patient care, efficient instrument turnaround time, and regulatory compliance.
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Experience with AERMOD, GIS and/or health risk assessments for permitting, ambient monitoring or emissions sampling techniques, CEQA, or other regulatory compliance programs (e.g., SPCC, RMP/PSM, stormwater) is a plus.
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QUANT-NET is a five-year DOE funded project that brings together world-leading expertise in quantum technologies from Lawrence Berkeley National Lab, UC Berkeley, Caltech and the University of Innsbruck in order to build a three-node quantum network test-bed in the Berkeley campus, which is connected with an entanglement swapping substrate over optical fiber and managed by a quantum network protocol stack.
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5+ years of litigation and regulatory experience at a top-tier law firm and/or in-house legal team, preferably in a financial services or crypto industry; To the extent needed, supporting the business in virtually all legal coverage areas, including product development, global regulatory matters, IP and trademark enforcement, corporate governance, contract negotiation, litigations and arbitrations, compliance legal support, institutional sales and partnerships and marketing/advertising.
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Supporting the business in a wide range of legal coverage areas, including but not limited to token listings, compliance legal support, product promotion and development, global regulatory matters, contract negotiation, and institutional sales and partnerships.
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regulatory compliance net worth services barre jobs Company: Wells Fargo in Oakland, CA
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