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Global Sales Practice Compliance Director
East Boston, MAMarch 30th, 2026
A top financial services firm is seeking an Associate Director of Sales Practice Compliance, based in Boston or Charlotte. This role involves ensuring compliance with advertising regulations, managing policies, and overseeing electronic communications. Candidates should have a bachelor's degree and at least 3 years of experience in investment advisory or broker-dealer operations. Strong FINRA credentials and analytical skills are essential. The firm offers a comprehensive benefits package and values integrity and collaboration.
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