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5+ years of experience as in-house counsel advising product teams and/or leading regulatory coverage preferably in fintech or institutional financial services. You will partner with innovative product teams harnessing the power of crypto assets and blockchain technology to develop the new financial account for businesses and help plan and implement regulatory strategy against the evolving regulatory landscape for stablecoins and other digital assets.
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LPL Financial partners with TruStage to offer a complete menu of financial services to credit union clients. Employment is with TruStage, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.
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Vendor Management: Oversee outsourced vendors and consultants providing financial technology services. At NCR Atleos, our Core Technology teams are the lifeblood of our global financial services network, supplying a wide range of systems and services that drive all aspects of the company.
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The C+AI Trusted Platform Legal Team provides direct support to the C+AI Trusted Platform compliance engineering team, which drives legal and regulatory compliance programs, initiatives, and requirements across the enterprise products and services in the C+AI business division at Microsoft, including Azure, Dynamics 365, and Power Platform.
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Assist the Outlet Manager in the planning and management of the Restaurant, Room Service and other food and beverage outlets as appropriate in order to achieve customer satisfaction, quality service, compliance with corporate/franchise policies and procedures and federal, state and local regulations while meeting/exceeding financial goals.
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This role will support Financial Planning & Analysis for Inspire Company Owned Restaurants, provide support to restaurant operations, and implement analytic and visualization tools for brand reporting.
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Handle financial services litigation and potentially appellate matters and eDiscovery. The ideal candidate will have at least two (2) years of experience in complex commercial litigation, preferably in commercial litigation and/or financial services litigation, in state and federal court.
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Professional demeanor toward duties and responsibilities, particularly regarding independence, professional ethics, and the exercise of professional judgment Strong organizational, time management, and interpersonal skills Minimum Qualifications: 5 years or more of experience in Internal Audit roles with a focus on AML and Sanctions programs within the financial services industry.
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Alternatively, experience in defamation, data privacy, cybersecurity, creditor's rights, bankruptcy, healthcare, intellectual property, labor and employment, compliance, or internal investigations could be considered.
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Kemira Product Safety and Regulatory Affairs (PSRA) drives the global execution of product safety and product regulatory compliance related activities, and proactively contributes to Kemira product stewardship through lifecycle approach.
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Potentially work in areas such as defamation, data privacy, cybersecurity, bankruptcy, creditor's rights, intellectual property, healthcare, labor and employment, compliance, or investigations.
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JOB DESCRIPTION Posting Open Until Filled Salary Range: $54,525 - $72,682 General Description and Classification Standards Supervision Received The Financial Analyst and Senior Financial Analyst report to the Grant Services Fiscal Manager.
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Location: Various locations across Georgia As a Securities Lawyer, you will advise clients on matters related to securities law, including public offerings, private placements, and regulatory compliance.
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SummaryThe Regulatory Affairs Specialist will reside within strategic business unit, Huber Specialty Minerals (HSM), at Huber Engineered Materials (HEM). Serve as primary contact for HSM hazard communication support and collaborate with HEM regulatory affairs for SDS/Labeling support.
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Collaborate with the practice group to provide comprehensive legal services. Qualifications: Juris Doctor (JD) degree from an accredited law school, top 20% of class and member of law review and/or participated in moot court.
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financial services regulatory compliance jobs Title: financial advisor in Atlanta, AR, Australia
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