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This role will report to the Head of Diversity, Equity, and Inclusion (DE&I) for Wealth and Investment Management (WIM), Consumer Lending (CL), and Consumer and Small Business Banking (CSBB.
$262,600 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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6 years of experience in Risk Management, Compliance, Audit, or related field. Strong understanding of various risk types/pillars, risk management, controls, and compliance concepts and frameworks.
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The ideal candidate will possess and leverage their extensive knowledge in wealth or asset management through prior roles (e.g., compliance, financial advisor, sales, product controller, market risk, legal, or audit) to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure.
Full-timeExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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Working knowledge of funding and liquidity risk, collateral management, asset and liability management, intraday liquidity and cash management, funds transfer pricing, and interest rate risk.
$170,913 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The Legal Officer will be a member of the executive management team and Chief Compliance Officer for the Integrity Wealth portfolio of companies (“Integrity Wealth”), and will manage regulatory compliance, enterprise risk management, align regulatory, compliance and risk mitigation strategies to company-wide objectives, suggest innovative business solutions, mitigate risk, and ensure legal efficiency for Integrity Wealth.
Full-timeExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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4 years of experience in Risk Management, Compliance, Audit, or related field Experience in executing and reporting on testing reviews and/or regulatory issue validation activities.
Full-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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The Compliance Manager will report to the Chief Compliance Officer of AlTi’s U.S. Wealth Management Division. Identify potential areas of compliance vulnerability and risk and lead projects relating to the enhancement of compliance procedures, policies and internal controls.
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The S VP, Compliance and Risk Officer , Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with the RPW and RPW senior leadership to collectively support the growing RPW business while mitigating risk.
$175,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Showcase strong control and risk management strategies to ensure compliance with Client Bank USA (the most regulated entity at Client) while still providing excellent client service to PWM and Institutional clients.
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Assure the adequacy and effectiveness of controls and compliance efforts in specialized environments such as BSA/AML, Wealth Management/Trust and NACHA. Excellent PC skills, including word processing and spreadsheets, with adaptability to specialized programs for risk management and others in use by HTH Internal Audit.
Full-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Working with our Private Company Services Personal Financial Services practice will provide the opportunity to help High Net Worth Individuals & private wealth management structures with a range of advisory needs such as audit, tax compliance, & planning to improve their operational efficiency & free up time to be spent focusing on personal wealth strategy.
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Business Controls within Wealth Management Operations (WMO) provides risk governance oversight for Wealth Management Operations, inclusive of regulatory exams, inquiries, audits, and targeted risk assessments.
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Wipro’s Banking & Financial Services Sector provides industry leading solutions across IT and Business Operations, including Investment Management and Asset Servicing, Global Markets, Wealth Management, Data Management, Post-trade Services and Risk and Compliance.
Full-timeExpandApply NowActive JobUpdated 15 days ago
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