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Serves as the credit union's Bank Secrecy Act (BSA) Compliance Officer. Title: Compliance Officer. Responsible for administering, complying with and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program.
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Cerberus is seeking an analytical and collaborative Compliance Officer to join our team. While the primary focus will involve Anti-Money Laundering, sanctions and anti-corruption related responsibilities, this role will also assist with our Code of Ethics compliance program and policy violation investigations.
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After one year as our VP, Mortgage Compliance Officer, you will know you were successful if you. The VP, Mortgage Compliance Officer will provide business unit oversight of compliance with primary federal and state regulations and statutes for the mortgage department.
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Risk and Compliance Officer: Responsible for designing, organizing, coordinating and implementing the Risk Management Program with the objective of controlling and minimizing loss to protect the human, physical and fiscal assets of the organization.
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The Compliance and BSA Officer assists the COO/CRO with the administration and oversight of an effective Compliance Program that is in line with regulatory requirements, guidance, expectations, and industry best practices.
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The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (CCO) and CNB Chief Compliance Officer (the "CCO") whom together will be responsible for implementing an effective compliance program that adheres to the framework, policies and standards of the parent company, one that fulfills the needs of the company including managing risk within Board-approved appetite.
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Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team.
$200,000 - $240,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Research Compliance Officer (RCO) ensures institutional compliance with diverse governmental regulations, policies and procedures on research involving animal subjects. Research Compliance Officer.
$51,415 - $64,011 depends on experienceExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Solid knowledge of LIHTC, Section 8, HOME, CDBG and their compliance requirements LIHTC (Low-Income Housing Tax Credit) and Project Based Section 8 certifications. Prepare information required by Compliance Coordinator to process monthly HAP (Housing Assistance payments) vouchers to CHFA (Colorado Housing Finance Authority.
Starting at $57,500 - $62,000 a year depends on experienceFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Lead, conduct and document complete and timely internal investigations falling under the responsibility of the Ethics & Compliance department. Analyze and track trends across investigations and employee reporting to measure and improve the company’s Speak up Culture and overall state of compliance The job function listed is not exhaustive and shall also include any responsibilities as assigned by the Supervisor from time to time.
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Prepares periodic Compliance Officer Reports and dashboard for the Enterprise Risk Committee and Board of Directors’ Audit & Risk Committee. Ability to be a high potential high performer who could be considered for advancement to Chief Compliance Officer.
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Typically requires three or more years of experience in the regulatory compliance field and must be knowledgeable in more than one area of regulatory compliance such as banking regulations, consumer reporting, tax, anti-money laundering or anti-corruption.
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The Prevention of Sexual Abuse (PSA) Compliance Manager is responsible for the preventative education, detection, management, reporting, implementation, and compliance with the HHS Interim Final Rule (IRF): Standards to Prevent, Detect, and Respond to Sexual Abuse and Sexual Harassment Involving Unaccompanied Children (45 C.F.R. Part 411) in order to prevent and respond to sexual abuse and harassment involving Unaccompanied Children (UC.
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We are currently seeking an experienced and detail-oriented Wealth Management Compliance Officer to join our team at First International Bank and Trust. Bachelors degree in accounting, finance, economics, business, or a juris doctorate degree from an accredited college or university; a minimum of five years risk management and/or compliance experience in trust, employee benefits, wealth management, or asset management; or equivalent combination of education and experience is required.
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Provide expert advice, information, and specialized training to the Wealth Management Risk Manager (WMRM), governance committees, senior leaders, and team members on complex risk management and fiduciary compliance issues.
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Title: compliance officer Company: Hold Brothers
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