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Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business.
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We help clients and their families navigate every financial decision they face throughout their lives, providing comprehensive financial planning and tax services along with education and guidance on Medicare, Social Security, long-term care insurance, travel and more.
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Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions. Cetera Financial Group" refers to the network of retail independent broker-dealers encompassing, among others, Cetera Advisors, Cetera Advisor Networks, Cetera Financial Institutions, Cetera Financial Specialists, and First Allied Securities.
$80,000 - $90,000 a yearFull-timeExpandApply NowActive JobUpdated 29 days ago - UpvoteDownvoteShare Job
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Cetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions.
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At TRPG, an affiliate of Cetera Financial Group, Inc., through which employment and related benefits for this position are offered, we strive for continuous improvement and evolution towards excellence.
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Cetera Financial Group (CFG) is currently seeking a Senior Manager, Sales Enablement who will be responsible for reimagining the enablement experience for driving revenue and partnering closely with executives across the business to deliver hyper-relevant and impactful enablement at scale.
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Cetera Financial Group is committed to providing an equal employment opportunity for all applicants and employees. Financial services and/or banking background. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
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Prior experience in broker-dealer or financial services industry preferred. The position will be responsible for supporting various aspects of the monthly close and reporting of the financial results of the Broker-Dealer.
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Support quarterly and year-end financial reporting and audit deliverables for assigned broker-dealers and consolidated entities. Assist in the monthly closing process, including preparation of journal entries, financial statements, and related variance/account analysis.
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5-8 years of experience in the financial services industry. The Senior Investment Solutions Specialist will support the design, development, and management of Cetera Financial Group's RIA advisor platform and programs.
$85,000 - $115,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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This person supports Financial Advisors (Registered Representatives) with running their day-to-day Investment practice while enhancing the customer service level and experience. Previous experience in assisting Registered Representatives/Financial Advisors.
$19 - $21 an hourPart-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan-ahead for a strong financial future well beyond their working years.
$85,000 - $115,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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This is a hybrid role, for one of our office locations: San Diego, El Segundo, Dallas, Enfield, Boca Raton, Denver, Atlanta, St Cloud, St Paul, Schaumburg, and Des Moines. Experience with portfolio management and trading platforms, such as Tamarac, Vestmark, and Orion, desired.
$85,000 - $115,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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5+ years of financial services experience is desired, preferably in a supervision or compliance role. Cetera Financial Group is currently seeking a Supervision Specialist.
$75,000 - $95,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Five or more years of investment sales experience in a bank or financial services industry. Bachelor's degree or equivalent work experience in investment sales and financial services field.
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financial services jobs Company: Cetera Financial Group
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