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Developing and maintaining enterprise-wide policies, procedures, standards and training for SOX Compliance, Broker-Dealer 17a-5 Compliance, Internal Control requirements for US Federal Reserve Bank filing for Capital & Stress Testing (FR Y-14 A/Q/M reports) in support of CFO Attestation, and ESG reporting.
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Two-year college degree or completion of a specialized course of study or certification in related field along with a minimum of five years of banking, compliance, risk or audit related experience.
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A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and other regulatory requirements by completing compliance risk assessments and testing and quality control reviews to determine the effectiveness of internal controls within the business units.
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As the Senior Managing Director, you will help lead the content team alongside our VP of Content, working with experienced content creators to make a significant impact in the automotive universe.
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Under the general direction of the Deputy Chief Compliance Officer, the AVP or VP of Benefits Compliance, sometimes also referred to in the industry as “Benefits Compliance Counsel”, “ERISA Counsel”, “Employee Benefits Attorney”, or “Benefits Compliance Specialist” will join a team of other compliance attorneys and specialists dedicated to providing exemplary benefits compliance services.
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What you bring: Proven track record of success working in a B2B or CPG sales role. They will play a meaningful role as they connect with prospective CPG clients to expand Nimble’s footprint in order to help us achieve our next stage of growth.
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This role is based out of the corporate office, in Englewood, Colorado, reporting to the VP of Marketing, and is a key part of the marketing leadership team. Department SummaryOneTen Creative, part of DISH Network, is a full-service, in-house ad agency focused on delivering high-impact creative grounded in business knowledge, design expertise and a passion for our brands.
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MUST HAVE worked as a CFO, VP Finance, or Controller with an annual volume over $75 million. The CFO will report to the president and CEO of our organization and be responsible for managing the entire accounting and finance function and all related personnel for multiple office locations.
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VP or Deputy Chief Financial Officer of a PE-backed company: A seasoned finance professional ready to take the next step into a CFO role who has significantly contributed to the financial operations of a PE-backed commercial business services or manufacturing sector company as described above.
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Lead back and middle office operations including implementing policies, procedures, controls; overseeing day-to-day operations; and ensuring systems/processes are meeting the business needs of the Financial Advisors.
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Conducts business partner due diligence with a focus on integrity and compliance. Several years of experience with integrity and the relevant compliance areas, ideally in an international environment in a company, advisory firm or professional services provider.
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Works with the VP/CFO, CMO and VP of Physician Practices evaluating existing practices and developing compensation projections for new practices. 5+years of Finance or Accounting experience with in a large, multifaceted organization required.
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The successful candidate will be responsible for providing guidance to our employee benefit consultants and their clients on compliance with a broad range of laws applicable to health and welfare plans, including ERISA, PPACA, COBRA, HIPAA, Internal Revenue Code (including Section 125), FSAs, HRAs, HSAs, FMLA and other state and federal laws.
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A bachelor's degree in finance, Business Administration, Public Administration or related field from an accredited college or university along with 8-10 years of progressively responsible senior management level experience in finance and accounting is required.
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Strong leadership skills with experience in hiring, training, and managing a team of financial analysts. About Us: Syndicate is a family-office owned investment firm with a diversified portfolio of companies in the firearms industry.
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