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Through its relationship with CUSO Financial Services, L. P. (CFS) Patriot Federal Credit Union is seeking a Financial Advisor Associate to provide retirement and investment services to its member base in Chambersburg, PA, and the surrounding areas.
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Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and sponsored by Fidelity.
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LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for Equitable Advisors, LLC and they are not affiliated. Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN.
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TheExpertiseWe're Looking ForWe ask that you have at least five years in financial sales roleWe believe that three or more years of management within a financial services environment is helpfulThe Series 7 and 66 or 63/65 are required, additionally we would want you to obtain the Series 9/10 and Insurance licenses within 60 days of hireThePurposeof Your RoleOur intention for this management team member is to be in a developmental role for 12-24 months.
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3+ years experience in the financial services industry with emphasis on back office operations required. Work with our clearing firm, National Financial Services, as well as internal departments, such as Marketing, Compliance, Trading and Technology.
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Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
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Join our team of Financial Services Representative where you’ll have dedicated time to focus on growth and career development, while you support our customers taking inbound calls while preparing for a future as the official face of Fidelity in our Investor Centers.
$50,500 - $57,750 a yearFull-timeExpandUpdated 29 days ago - UpvoteDownvoteShare Job
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We are on the lookout for a dynamic Registered Client Associate/Licensed Wealth Management Associate boasting a minimum of 3 years of experience within the financial services realm. As the Registered Client Associate, your main gig revolves around being the right hand to our Financial Advisor/CEO. You'll dive into the nitty-gritty of client asset portfolios, jazzing up for meetings, whipping up performance reports, cracking open new accounts, and keeping tabs on existing ones.
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Job Title: FINRA Testing Analyst Location: New York City/New Jersey /Hybrid (/) Firm Overview: BGC Partners is a leading global brokerage and financial technology company. BGC also provides a wide variety of services, including trade execution, brokerage, clearing, trade compression, post-trade, information, and other back-office services to a broad range of financial and non-financial institutions.
$70,000 - $90,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Preferred Qualifications Masters degree and/or relevant industry designations preferred (e.g. CFP) About Our Company We’re a diversified financial services leader with more than $1 trillion in assets under management and administration.
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As a FINRA and SEC licensed and registered broker-dealer Noble provides institutional-quality equity research, merchant and investment banking, wealth management and order execution services.
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We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement services. This is a Financial Industry Regulatory Authority (FINRA) Registered role that is primarily responsible for taking inbound calls, providing individual participants with options for retirement plans, after-tax investments, insurance products, payment flexibility, investment choices and overall retirement, and financial education.
$1,500Full-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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In your first year as a new Financial Services Representatives, your onboarding leader will support you as you navigate our Industry leading training program, working at home and in an Investor Center.
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Financial Services Representative. Eagerness to learn and build a career in financial services. Here are a few featured benefits (not all benefits are listed): Maternal and Parental Leave, Tuition Reimbursement, Student Loan Assistance, 401(K) 7% match, Health Insurance, Dental Insurance, Vision Insurance, Disability Insurance, Paid Time off, Commuter Benefit Program, Backup Dependent Care, Charitable match, Concierge Services, Wellness Program, and Fitness Reimbursement.
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KWB Wealth is an independent Registered Investment Advisor (RIA) based in Southern California that provides personalized financial planning and investment management services to individuals, families, and businesses.
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