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Through its relationship with CUSO Financial Services, LP (CFS) Via Credit Union is seeking a Financial Advisor to join their team in the Marion, IN area. Representatives are employed by Via Credit Union and registered through CUSO Financial Services, LP (CFS.
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Assess risk and develop mitigation strategies for top-tier financial services organizations. 3 years of experience in risk and regulatory management consulting from a competitive firm serving the financial services industry.
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Certifications:Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire.
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Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and sponsored by Fidelity.
Full-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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Join our team of Financial Services Representative where you’ll have dedicated time to focus on growth and career development, while you support our customers taking inbound calls while preparing for a future as the official face of Fidelity in our Investor Centers.
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Preferred Qualifications Masters degree and/or relevant industry designations preferred (e.g. CFP) About Our Company We’re a diversified financial services leader with more than $1 trillion in assets under management and administration.
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Description D.A. Davidson & Co. is a leading financial services firm providing wealth management, financial planning, investment banking, and public finance services to a client base that includes individuals, corporations, institutional clients, and governments.
Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Obtain Licenses: Be a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and sponsored by Fidelity.
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5-9 years of legal experience, preferably gained both at a top-tier law firm and as in-house counsel within the financial services industry. This role will be responsible for providing a broad range of advice and counsel relating to retirement plan consulting, wealth management, financial planning, and related services with a focus on regulatory and privacy matters.
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Representatives are employed and registered through CUSO Financial Services, L.P. (Member FINRA/SIPC). Relevant Word Search: Sales Assistant, Registered Representative, Advisor, Adviser, Certified Financial Planner, CFP, Financial Consultant, Investment Manager, Investment services, Mutual Funds, Investments, Chartered Financial Consultant, CHFC, Sales, Banking, Broker, Financial Services, Financial Professional, Financial Advisor, Insurance Sales, Bankers, Finance, Retirement Planning, Estate Planning, 401k, Life and Casualty, Asset Management, Wealth Management, Series 7, Series 6.
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Offer both brokerage and investment advisory services with American Portfolios (AP) through its subsidiaries: American Portfolios Financial Services, Inc. (APFS), a broker/dealer; and American Portfolios Advisors, Inc. (APA), a registered investment advisor.
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In your first year as a new Financial Services Representatives, your onboarding leader will support you as you navigate our Industry leading training program, working at home and in an Investor Center.
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3+ years experience in the financial services industry with emphasis on back office operations required. Work with our clearing firm, National Financial Services, as well as internal departments, such as Marketing, Compliance, Trading and Technology.
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Financial Services Representative. Eagerness to learn and build a career in financial services. Here are a few featured benefits (not all benefits are listed): Maternal and Parental Leave, Tuition Reimbursement, Student Loan Assistance, 401(K) 7% match, Health Insurance, Dental Insurance, Vision Insurance, Disability Insurance, Paid Time off, Commuter Benefit Program, Backup Dependent Care, Charitable match, Concierge Services, Wellness Program, and Fitness Reimbursement.
$50,500 - $57,750 a yearFull-timeExpandUpdated 29 days ago - UpvoteDownvoteShare Job
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Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
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