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The Relationship Manager, Broker Dealer, is responsible for new business development in the Midwest for both the Independent Broker Dealer and Wirehouse Channels. Understanding of various broker-dealer platforms.
ExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Prior Tax Operations related work experience or understanding of broker/dealer tax obligations. FATCA, NRA Collaborate with other tax operations professionals, within the firm, to coordinate efforts, resolve client issues, and ensure accurate reporting.
Full-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. 7+ years of experience developing RESTful APIs with Python frameworks such as Flask, Django, Fast API, AWS Powertools, SQL Alchemy, etc.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986.
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5 – 7+ years of financial planning experience with a broker-dealer, RIA, investment firm, law firm, or accounting firm. Juris Doctorate (JD), Master of Laws ( in taxation), CFP, or CPA highly desirable.
$90,300 - $164,700ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Execute Closings for the Broker Dealer; Supporting Portfolio Managers. Manage all Back & Middle Office Operations. Must Have Alternative Asset Manager or Hedge Fund Industry Experience. 15 Billion Greenwich Alternative Asset Manager Seeks an Operations Analyst.
$150,000 - $175,000 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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These channels include Broker-Dealer (independent and wirehouse), RIA, and Private Client Groups. The successful candidate must have experience with ETFs along with a strong understanding of capital markets, portfolio analytics, and investment research, along with a consultative and client-centric business development approach.
RemoteExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Experience in public accounting and broker-dealers preferred. Knowledge of Tax and non-Tax Technology (ERP, Alteryx, CCH, BNA, Onesource, etc) Demonstrated ability to manage multiple projects and activities and adapt to change.
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T3 Trading Group, LLC is an SEC-registered broker-dealer & member of FINRA/SIPC. We are recruiting experienced proprietary traders and seasoned active trading professionals looking to make the next investment in their career.
Full-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Products and solutions Together with its subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds 1 Through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals.
$80,000ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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You’ll also be able to specialize and gain expertise in different areas, such as by becoming a financial advisor with Eagle Strategies LLC, our investment advisory division, to offer wealth management and advisory services, (2) estate planning strategies, and business solutions.
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Expertise with eMoney and MoneyGuide Pro software. Review, identify, and communicate recommendations on complex and high net worth cases to advisors and other team members. Strong technical skills in financial planning and estate planning.
$90,300 - $164,700ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Life Insurance Company of the Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company.
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Obtain and maintain appropriate registrations to provide oversight on broker/dealer operations and develop advisor training. Active FINRA Series 24, or 9/10 or ability to obtain in 90 daysActive State Securities Agent Registration (S63 or S66) or ability to obtain within 150 daysActive State IAR registration (S65 or S66) or ability to obtain within 150 daysActive Life and Accident/Health insurance license or ability to obtain within 150 daysProven success driving business growth.
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Provide direction and support to financial advisors by addressing their specific planning inquiries, preparing and presenting financial and estate planning deliverables, and developing advanced and complex financial plans.
$90,300 - $164,700ExpandApply NowActive JobUpdated 4 days ago
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