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Senior Vice President - Markets Compliance Advisory
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- Responsible for the ongoing development, implementation and refinement of a comprehensive compliance program for the Outsourced Trading Line of Business within the firm’s registered broker-dealer, BNY Mellon Capital Markets, LLC.
- Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or with equities, fixed income, derivatives, futures and swap products preferred.
- Familiarity with SEC, FINRA, NFA and CFTC rules and regulations preferred.
- BNY Mellon assesses market data to ensure a competitive compensation package for our employees.
- Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets.
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