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Principal Review Specialist
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Full-time
- Performs brokerage and insurance regulatory sales supervision functions for the broker-dealer and insurance agency subsidiaries of the Bancorp.
- Approves or rejects a subset of business processes including rollovers, securities and / or insurance transactions for the broker-dealer, investment advisor and insurance agency.
- Partners with the Compliance, Brokerage Operations, Technology and Sales leaders in the organization to ensure a best-in-class sales supervision program.
- Series 7, 63, and 24 are required to be obtained as documented in the Fifth Third Securities Licensing Guidelines.
- Strongly encouraged to obtain Series 4, 53 and 66, as well as a life and health insurance license.
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