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Integrated Financial Group Seeking Compliance Analyst
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- Integrated Financial Group (Atlanta, GA) Seeking Compliance Analyst February 29, 2024
- In this role, you’ll assist the Office of Supervisory Jurisdiction (OSJ) with supervision for custodian LPL Financial and manage compliance activities for IFG Advisory’s Registered Investment Advisor (RIA).
- We foster a supportive environment that facilitates peer-to-peer interaction through initiatives like our Annual Retreat, MasterMind Groups, and various opportunities for exchange.
- Understanding and keeping updated on industry regulations including changes to FINRA, SEC, DOL, and state regulations impacting IFG’s OSJ and RIA.
- Gaining comprehensive knowledge about the IFG Advisory and LPL Compliance Manual, and OSJ User Guide.
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