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This employment opportunity at First National Bank allows the Financial Advisor to join the Bank as a valuable employee of the Investment team associated with LPL Financial. The Financial Advisor is not an employee of LPL Financial.
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This employment opportunity at TruStage located at Texas Trust Credit Union in Arlington/Dallas, TX would allow you to join Texas Trust Credit Union as a Financial Advisor working for TruStage and associated with LPL Financial.
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This employment opportunity at Premier Community Bank would allow you to join the Investment Department at Premier Community Bank as a Financial Advisor associated with LPL Financial.
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LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. At LPL Financial we consider it our mission to take care of our advisors so they can take care of their clients.
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In this role, you’ll assist the Office of Supervisory Jurisdiction (OSJ) with supervision for custodian LPL Financial and manage compliance activities for IFG Advisory’s Registered Investment Advisor (RIA.
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Apply online at: By submitting an application, you are not applying for employment with LPL Financial. LPL Financial partners with TruStage to offer a complete menu of financial services to credit union clients.
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If so, LPL Financial is the place for you! At LPL, we believe that objective financial guidance is a fundamental need for everyone. Join the LPL team and help us make a difference by turning lifes aspirations into financial realities.
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The Summit Financial Advisors program is available through a partnership with TruStage and LPL Financial, the largest independent broker-dealer in the U.S. Officially an employee of TruStage, you'll be supported by this strong, combined partnership with over 200 years of experience and the resources of all three highly reputable companies.
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Disability insurance available for purchase through LPL Financial. Place trades for client accounts once they have been approved by the Financial AdvisorComplete all required procedures from LPL and manage LPL reports and notices for client accountsPrepare client files for advisor appointments (including client reports for account reviews.
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Become proficient with LPL Financial account management system. Prepare Excel reports from LPL Financial client management system to analyze data and create efficiencies. Utilize eMoney financial planning program and prepare financial plans.
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Familiarity or experience with LPL Financial, Raymond James, Schwab and/or Fidelity. The Compensation Specialist will report directly to the Sr Manager of Financial Operations. Experience within the financial services industry highly preferred, whether working in an RIA or within a multi-custodial environment.
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This technical and professional position is responsible for selling LPL Financial approved planning products (e.g., mutual funds, stocks, bonds, annuities, life insurance, etc. This position has a dual employment relationship with LPL Financial and the bank.
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Interact with various departments of LPL Financial (B/D) to facilitate daily business operations and resolve servicing issues – account specific, compliance and operational procedures, client requests, etc.
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Five to seven years of financial services and/or accounting experience preferred. The Compensation Specialist will lead the advisory compensation process for a busy, growing RIA. This person is responsible for ensuring all IARs are paid accurately and on time every month.
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LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for Equitable Advisors, LLC and they are not affiliated. Our open-architecture platform for client solutionsOur broker/dealer powered by one of the world’s largest broker/dealers LPL*Our elite benefits and wealth-building programsOur competitive payoutsOur operation and compliance infrastructure support.
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