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GCO Issue Validation Consultant - Wholesale
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Full-time
- Partner with first and second line defense teammates across assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy.
- Assess, test and effectively challenge the assigned Business Unit to aide in the evaluations and self-identification of risk control weaknesses.
- Experience in the financial services industry, Wealth Management, Corporate Investment Banking, Commercial Banking, Commercial Real Estate, and/or Lending
- Understanding of the Registered Investment Advisor (RIA) industry and GIPS standards; FINRA licenses
- CIA, CPA, CISA, MPA, MBA or advanced degree
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