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Enhanced Due Diligence Compliance Analyst
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- Enhanced Due Diligence Compliance Analyst Interactive Brokers is looking to hire a Compliance Analyst in our office in Chicago, IL. Analysts will report to a Compliance Manager in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
- Responsibilities Conducting ongoing review analysis of clients’ KYC profile and transactions in accordance with established procedures in line with IBKR policy
- Perform negative news and public domain searches on high risk clients and related parties in different categories of EDD
- Qualifications The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or similar organization.
- Alternatively, experience in internal audit, legal, accounting or other control function of a financial services firm or regulator would be beneficial.
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