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Compliance Officer - Mutual Funds
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Full-time
- Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals.
- Our talented teams working around the globe bring expertise that’s both broad and unique.
- Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers.
- Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of the CCOs periodic Board materials.
- The incumbent will have regular interaction with the Funds' Board of Trustees outside counsel, Board senior management, compliance, legal, portfolio management and operations personnel.
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