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Compliance Manager Scouts Investments
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- CSI Companies has partnered with a trusted, global financial services firm and is seeking a Compliance Manager of Investments for their Indianapolis, IN location.
- As the Compliance Manager of Investments , you will be responsible for assisting the Chief Compliance Officer in overseeing the compliance program to ensure compliance processes and procedures are integrated and aligned with regulatory requirements and business processes.
- This is a direct hire position offering a robust benefits package, paid vacation and sick leave, upskilling opportunities, and tons of perks!
- A Bachelor’s Degree (B.A./B.S.) in a related discipline A minimum of six (6) years of experience in the financial services industry, compliance & risk management, or internal audit.
- Expert knowledge about the rules and regulations of the SEC, FINRA,FDIC, OCC, FFIEC, OTS, Federal Reserve System, and state banking regulatory agencies.
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