GradBay

Position Overview: They are seeking a highly skilled and motivated individual to join our Internal Audit team as a Consumer Compliance Senior Internal Audit Associate.. Conduct comprehensive audits of consumer compliance processes and controls to ensure adherence to regulatory requirements and internal policies.. Stay abreast of regulatory developments and industry best practices related to consumer compliance, and incorporate relevant changes into audit procedures.. Strong understanding of consumer compliance regulations, including but not limited to, Fair Lending, Truth in Lending Act (TILA), Real Estate Settlement Procedures Act (RESPA), and Unfair, Deceptive, or Abusive Acts or Practices (UDAAP).. Professional certification such as Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) preferred.

compliance analyst

The Company Our client is one of the largest retail and commercial banks in the United States, with a strong presence in the Northeast. With a commitment to serving the financial needs of individuals, businesses, and communities, They are dedicated to providing exceptional service and innovative solutions to help customers achieve their financial goals. Position Overview: They are seeking a highly skilled and motivated individual to join our Internal Audit team as a Consumer Compliance Senior Internal Audit Associate. This role offers the opportunity to work closely with various stakeholders across the organisation to assess and enhance the effectiveness of our consumer compliance processes and controls. Key Responsibilities:<ul><li>Conduct comprehensive audits of consumer compliance processes and controls to ensure adherence to regulatory requirements and internal policies.</li><li>Identify potential compliance risks and control weaknesses, and provide recommendations for improvement.</li><li>Collaborate with business units and other internal stakeholders to develop and implement remediation plans as needed.</li><li>Stay abreast of regulatory developments and industry best practices related to consumer compliance, and incorporate relevant changes into audit procedures.</li><li>Prepare clear and concise audit reports for management and regulatory agencies, highlighting findings and recommendations.</li></ul> Qualifications: <ul><li>Bachelor's degree in Accounting, Finance, Business Administration, or related field.</li><li>Minimum of 5 years of experience in internal audit, compliance, or related field within the financial services industry.</li><li>Strong understanding of consumer compliance regulations, including but not limited to, Fair Lending, Truth in Lending Act (TILA), Real Estate Settlement Procedures Act (RESPA), and Unfair, Deceptive, or Abusive Acts or Practices (UDAAP).</li><li>Professional certification such as Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) preferred.</li><li>Excellent analytical skills with the ability to interpret complex regulations and assess control effectiveness.</li><li>Strong communication and interpersonal skills, with the ability to effectively collaborate with stakeholders at all levels of the organization.</li><li>Ability to work independently and manage multiple priorities in a fast-paced environment.</li></ul>

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