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Chief Compliance Officer
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$150
Full-time
- Chief Compliance Officer (CCO)
- With a firm commitment to integrity and innovation, we're expanding our team and looking for a dynamic Chief Compliance Officer (CCO) to lead our compliance efforts.
- To optimize collaboration, team leadership development, and cultural interaction, this hands-on role is based onsite in our Glenview, IL headquarters where you'll be at the heart of our mission to uphold the highest standards in regulatory compliance.
- As our Chief Compliance Officer, you'll drive our compliance strategy, ensure regulatory adherence, and lead a team of top-notch professionals for our FINRA registered broker-dealer, and its affiliated SEC registered investment advisory firm.
- Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities.
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