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Assistant General Counsel, Litigation & Regulatory Attorney
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Full-time
- Position:Seeking an experienced litigation and regulatory attorney who will report to the Firm’s General Counsel for Litigation & Regulatory.
- The candidate will handle all aspects of litigation and regulatory matters, including handling responses to regulatory inquiries, litigation demands, subpoenas and internal investigations.
- BackgroundEducation: Juris Doctor (JD) Required Experience: - years of experience in the financial services space, either at a law firm or preferably some broker-dealer experience.
- Experience in conducting internal investigations.
- Responsibilities Responding to regulatory inquiries, subpoenas and conducting internal investigations.
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