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Remote - Sr. Compliance Consultant - Broker Dealer Compliance
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$80,000 - $110,000 a year
Full-time
Remote
- A fast growing Broker Dealer Compliance & FinOp firm is growing rapidly and is looking for their next Compliance Consultant
- We are seeking an experienced, dynamic, and proactive Senior Compliance Consultant to join our Broker Dealer Compliance team.
- Review and update the firm's AML (Anti-Money Laundering) policies and procedures.
- Provide compliance guidance to the firm's Investment Advisors and Broker-Dealer business.
- A minimum of 3 years of experience in Broker Dealer Compliance, preferably within a financial institution.
Expired 1 month agoInactive Job
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