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Assistant General Counsel, Regulatory
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- Robinhood’s legal team is looking for an attorney with extensive experience in broker-dealer regulatory, compliance, clearing, and operational issues to support Robinhood Securities, LLC (“RHS”), our securities clearing firm.
- Partner cross-functionally with other parts of the legal team, including Government Affairs, Litigation, and Regulatory Enforcement colleagues, and outside of the legal team, including Product, Brokerage, Engineering, and Compliance colleagues
- J.D. degree from an ABA accredited law school (or foreign equivalent)
- Clearing broker experience, including advising on compliance with clearing agency rules and regulations, e.g., DTCC/NSCC and OCC
- Work at a regulator (e.g., the SEC, FINRA, or the CFTC) as part of a prominent legal/examination group focused on broker-dealers
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