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The ideal candidate will be an experienced Compliance professional with a strong understanding of equity trading, options, Prime Brokerage and securities lending. Specific knowledge of Institutional Trading, Consolidated Audit Trail, Securities Lending, Prime Brokerage required.
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Are you interested in a career in mortgage backed securities from Government Sponsored Enterprises (GSE) such as Fannie Mae and Freddie Mac? As a Loan Closer Sr Associate on the OBS/Agency Lending team, your role is to ensure a ensure a smooth, timely closing and delivery of multifamily agency loans.
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Strong knowledge of AML surveillance and knowledge of securities activities, including institutional equities, institutional fixed income, capital markets, securities lending, etc.
$127,000 - $175,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The negotiator would be part of the global GSAM Derivatives Legal team which is part of the broader GSAM Legal team, and provides ongoing support with respect to listed and OTC derivatives, FX, repos, securities lending and other transactions on behalf of GSAM mutual funds, alternative investment funds and institutional clients.
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Functional responsibility will include providing investment risk oversight for portfolio exposures, covering primarily cash, fixed income, and securities lending, counterparty risk oversight for complex financial institutions, as well as regulatory issues, governance, and reporting.
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Merchant Point-of-Sale Lending , a platform that provides custom credit financing for home improvement merchants to offer directly to their customers. Founded in 1869, we are a leading global investment banking, securities and investment management firm.
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Today, we serve millions of customers across multiple products including lending, deposits, financial tools, and our partnership with Apple on Apple Card. We use innovative design, data, engineering and other core capabilities to provide customers with powerful tools and products that are grounded in value, transparency and simplicity.
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Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. the Securities Industry Essential (SIE) exam, FINRA Series /, state registration (including or if required), and Life licenses are required.
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The Conflicts Resolution Group (CRG) is a control function whose mission is to evaluate advisory, financing, principal investing, lending and certain other activities to identify actual or perceived conflicts of interest and assess the potential reputational risks resulting from the potential intersection among new and existing roles, positions, and responsibilities that the firm may have.
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Ensure that procedures for custody and control of assets, records, loan collateral, and securities are performed. 3-5 years related experience and/or training including strong commercial lending or product knowledge.
$65,000 - $95,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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This position is responsible for business development and bank product sales. Solicit customers, businesses, communities, and civic organizations to generate new business; conduct sales, service, and product training for staff.
$65,000 - $95,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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In this role, you’ll make an impact in the following ways: Responsible for all sales, trading, and support functions required to finance the firm through repurchase agreements and securities lending transactions.
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Natixis is looking for an experienced attorney to join the Legal Department to provide legal and regulatory advice with respect to structured note issuances, treasury products, equity derivatives activities, proprietary indices, financial engineering matters, as well as repo and securities lending activities within the Corporate and Investment Banking division.
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Assist in regulatory and internal reviews involving securities lending, trade surveillance and other related matters as needed. assist in regulatory and internal reviews involving securities lending, trade surveillance and other related matters as needed.
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Provide support for Repo and Collateral desk, including Fixed Income Prime Brokerage (FIPB) and Agency Securities Lending (ASL) businesses. Provide support for Repo and Collateral desk, including Fixed Income Prime Brokerage (FIPB) and Agency Securities Lending (ASL) businesses.
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