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The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. The broker-dealers include Capital One Securities, Inc., KippsDeSanto & Co., and TripleTree, LLC (collectively "Commercial Broker Dealers" or "CBDs.
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First Trust Capital Management (FTCM) is a privately-owned alternative investment research and asset management firm that advises investment advisors, family offices, and high net worth individuals.
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For technical support or questions about Capital One's recruiting process, please send an email to. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
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Coordinating audit activities by integrating other internal audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance, Risk Management, Capital Planning, etc.
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Assist the VP, Technology Systems & Applications with basic network support, server management, and help ensure proper operation and application of backups, updates, patches, and firmwide upgrades across the offices and operating properties.
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Working knowledge of cash management, FX, Debt capital markets, and interest rate risk management, spotlighting Kyriba as the technology of choice. Opportunities to:Define and execute treasury transformation enabled by Kyriba, covering cash and liquidity management, trade management, hedge management & accounting, and financial risk management.
$124,616 - $240,487 a yearFull-timeExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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PEC maintains a mission-driven business model with an established track record of strong performance that incorporates elements of venture capital, private equity, and real estate investment management.
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Exposure to risk management, capital stress testing, credit risk models, and regulatory compliance would be particularly relevant. Documentation – Comfortable documenting each step of the software delivery life cycle on wiki and our change management software ServiceNow.
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The Senior Analyst/ Consultant, TPRM will support the Third Party Risk Management team fulfill its review, challenge and reporting expectations, as well as operational risk management and control framework requirements.
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Ability to effectively translate and communicate legal and regulatory complexities to the Management Team. The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily.
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Oversee Asset and liability Management (ALCO), Wholesale Borrowings, Liquidity, Capital Markets including FX business, Capital Planning, Capital Stress Testing, Share Repurchase Program, Govt Guarantee Loan Trading and Servicing Asset Oversight and management of the loan and deposit pricing products.
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To support wellness, growth, and legal support, we provide additional benefits, including DoorDash DashPass, Figo pet insurance, Rocket Lawyer, and access to LinkedIn Learning. 10+ years of experience in software engineering or IT risk management and 4 years of management experience; must be comfortable with hands-on tasks as needed.
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The Zhou Law Group provides legal services on family issues relating to divorce, same-sex divorce, child custody, child support, spousal alimony, property division, domestic violence, and prenuptial & postnuptial agreements.
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With generous support from the Pritzker Traubert Foundation through the $10 million Chicago Prize, as well as partnerships with Rush University Medical Center, Erie Family Health Centers, the YMCA, other community-based organizations, government agencies and the philanthropic community, we expect to break ground on the wellness center in late June of 2024 and anticipate that two of three capital projects will be up and running in 2025.
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Our team provides our clients with gap assessments as well as design and implement processes to facilitate asset and liability management, funding and liquidity planning and stress testing, and capital management.
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legal support capital management jobs Title: general in Chicago, Raleigh, West Virginia
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