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The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor compliance.
$312,500 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services.
$90,000 a yearFull-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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Admission to the State Bar and eligibility to practice law in DC.3-6 years of experience in tax law, preferably with a focus on strategic and private equity MA transactions, capital markets, investment fund formation, or real estate matters.
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Ernst & Young Capital Advisors, LLC (EYCA) offers investment banking services with access to a global network of EY mergers & acquisitions, debt capital markets and equity capital markets professionals.
$325,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory.
$275,000 a yearFull-timeExpandApply NowActive JobUpdated 13 days ago - UpvoteDownvoteShare Job
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Understanding of Financial Services products and services (e.g., Retail Banking, Commercial Banking, Capital Markets, Asset Management, Insurance); Understanding of the interconnectedness across the financial risk stripes including interest rate risk / asset liability management, capital management and liquidity risk management; and.
Full-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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CEG is seeking to recruit a highly motivated Business Analyst, ESG Innovation and Data Science (STC), to join our CESKL team to develop artificial intelligence and machine learning powered ESG risk management and due diligence solutions for IFC and investors in emerging markets delivered through the Machine Learning ESG Analyst (MALENA) platform.
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Minimum of twenty (20) years’ experience in quantitative modeling of market risk; capital markets management; capital planning and stress testing; quantitative risk management; and/or model risk management in a financial institution.
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Provides information and makes recommendations to the Chief Investment Officer (CIO), Investment Committee and Research Group of West Financial Services (WFS) on advisory service products and investment selection.
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TREQA develops and implements quantitative models, financial solutions and portfolio analytics; the team also provides support in financial accounting, investment performance measurement, investment guideline compliance monitoring to for internal& external clients, as well as related capacity building for central banks, sovereign wealth &pension funds, office of debt management & strategic partners.
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This position in Capital One's Capital Markets Analytics - Trade Analytics and Valuation team offers the candidate a unique opportunity to be part of a dynamic analytics and modeling team and work with various cross-functional Finance and Tech teams, with a focus on derivatives and fixed income valuation, analytics and process automation.
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Industry knowledge of the Energy Services Company (ESCO) and Distributed Energy markets, including trends and key financial and organizational influences that support customer investment decisions.
$203,640 a yearFull-timeRemoteExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Investment, credit, macroeconomic, fraud, default, and loss risk across the SBIC program portfolio of 310+ private investment fund partners responsible for the deployment and management of Federal funds and private investor capital.
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We are currently working with a high performing MM Investment Bank that provides financial strategy, consulting, and M&A services to mid-market private shareholders, looking to add a Vice President to their Industrials and Technology.
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The Advisor Consultant/External Wholesaler is responsible for representing New York Life/Mainstay Investment solutions (mutual funds, ETFs, and alternatives) to financial advisors and select New York Life Agents in the Northern Pacific/upper mid-west region.
ExpandApply NowActive JobUpdated 11 days ago
private equity capital markets financial services investment management wealth jobs Company: B Riley Financial in Arlington, VA
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