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Job Description Im recruiting for a growing financial services firm who is looking to hire a full-time Broker-Dealer Compliance Manager to work out of their Bountiful, UT office (just outside of Salt Lake City, UT.
$90,000 - $105,000ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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We are hiring Full-Time bilingual positions in our Broker Services Department with an hourly base rate of $17hr + Benefits + Paid Training + Overtime available + WORK REMOTELY. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike.
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Prior Tax Operations related work experience or understanding of broker/dealer tax obligations. FATCA, NRA Collaborate with other tax operations professionals, within the firm, to coordinate efforts, resolve client issues, and ensure accurate reporting.
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Existing Broker/Correspondent relationships. JMAC Lending is expanding its Mortgage Banking platform and is looking for a Wholesale Account Executive to service both Wholesale and Non-Delegated Correspondent clients to specified accounts and territories.
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Job DescriptionWhat does a Customs Broker Agent Do? In supply chain management all cargo must clear US customs, coming in or leaving the U.S.A. Our team plays a pivotal role with customers, documentation, and timing requirements.
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Work with benefits broker/consultants, vendors and third-party administrator to ensure effective delivery of benefit services. CEBS, CCP, CMS and/or SPHR/PHR certification a plus. Knowledge of benefits legal and regulatory requirements pertaining to FMLA, ACA, HIPAA, COBRA and ERISA, required.
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The firm has perfected a powerful property marketing system that integrates broker specialization by property type and market area; the industry’s most comprehensive investment research; a long-standing culture of information sharing; relationships with the largest pool of qualified investors; and state-of-the-art technology that matches buyers and sellers.
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Note that this is a 1099 commission-based independent freight broker agent role (not a salaried W-2 employee job with benefits). Note that this is a 1099 commission-based independent freight broker agent role (not a salaried W-2 employee job with benefits.
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Coordinate with Consultant Relations and Broker Dealer RM to develop firm specific campaigns. The Partner Advocate also partners with Marketing and Sales Enablement as well as the Salesforce and Data Analytics Team. Profile Description:Leverage advisor research tools (Brightscope, Judy Diamond reports, etc) as well the knowledge of our local Sales Directors to identify and target dormant and new advisors active in the retirement space but new to Voya. Partner closely with the Data Analytics team to mine relevant information and apply that to target prospects.
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Conducts more complex broker dealer supervisory branch audits for home office and consults with Compliance on results. Supports recruited branch offices reporting to the broker dealer's home office.
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Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
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The Thompson Agency protects families with term life, whole life, mortgage protection, annuities, index universal life, and debt elimination by utilizing our proprietary technology and sales process.
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To learn more, join today, or speak to our Managing Broker, please visit our website (link below). To learn more, join today, or speak to our Managing Broker, please visit our website (link below.
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The Role: We are searching for an extremely talented corporate real estate broker to be a valued member of our Salt Lake City office. We specialize in representing occupiers of real estate in lease negotiations and structuring, owner user acquisitions, construction and project management, portfolio management, lease auditing, lease administration, capital markets, and facility management.
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Marketplace and brokerage services provided by Acervus Securities, Inc., an SEC registered broker‑dealer and member FINRA / SIPC. Marketplace and brokerage services provided by Acervus Securities, Inc., an SEC registered broker‑dealer and member FINRA / SIPC.
$93,000 - $116,000 a yearFull-timeExpandApply NowActive JobUpdated Today
broker job in Bountiful, UT
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