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Ensure compliance with regulatory requirements, including KYC (Know Your Customer) and AML (Anti-Money Laundering) regulations. Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or ICA (International Compliance Association) are desirable but not essential.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Our client, an International Bank based in the City of London, are looking to recruit a new MLRO. The incumbent, will have oversight of the Bank’s compliance with the Money Laundering Regulations, the FCA and PRA SYSC Rules and the JMLSG Guidance for the Financial Sector.
ExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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As the Regulatory & Privacy Assistant you will work closely with the Regulatory & Privacy Manager to support a variety of projects related to risk management processes and regulatory compliance.
ExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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Collaborating closely with the Senior Compliance Specialist, you will be responsible for designing and delivering e-learning modules covering essential regulatory topics relevant to commodities trading.
ExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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Strong understanding of regulatory requirements and compliance standards applicable to Investment Advisors, including SEC, CFTC, FCA, and MAS rules, market regulations, and industry best practices.
ExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Experience in advising on regulatory compliance issues e.g. FSMA, COBS, the FCA’s Consumer Duty, MAR and other relevant laws and regulations.
ExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance practice areas, while our Legal Services division Hanbury Partners provides flexible consultancy arrangements.
ExpandApply NowActive JobUpdated 13 days ago - UpvoteDownvoteShare Job
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Reporting directly to the Group Financial Controller, you will be responsible for consolidating financial data from various entities within the group and preparing consolidated financial statements in compliance with accounting standards and regulatory requirements.
ExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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Coopman is a B.Corp™ Certified, award-winning specialist financial services recruitment firm for the front office, risk, compliance & accounting opportunities in Ireland, the UK & Europe.
ExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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Due to upcoming global reforms within this sector our client is looking for specialist compliance counsel, with experience of advising on regulatory reform and corporate compliance (Anti-bribery, FCPA, Ethics, Codes of Conduct, Conflicts etc.
ExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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InterQuest are supporting an established and reputable specialist lender who are experiencing a high amount of growth with the search for a strong Compliance professional to join their team on a 9- month FTC with the potential to go permanent.
ExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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The firm’s international reach is growing — nearly 1/5 of revenue is sourced from outside the UK. The firm offers a range of core services across many sectors: commercial (including technology and intellectual property), corporate, regulatory, restructuring and insolvency, dispute resolution (including litigation and international arbitration), employment, immigration, international family law, projects/PFI, real estate, sustainable agriculture, court of protection and tax and trusts.
ExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Candidates are sought with at least 7 years related buy-side compliance work experience with strong knowledge of Irish UCITS and PROD regulation.
ExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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The Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance.
ExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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You’ll be an experienced senior Compliance specialist familiar with operating at ‘Head of’ level or equivalent within the general insurance arena. A strong understanding of relevant regulatory compliance (ICOBS, SYSC, DISP etc.
ExpandApply NowActive JobUpdated 9 days ago
compliance specialist regulatory jobs in London, England, United Kingdom
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