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Optimizing the broker-dealer clearing/correspondent client experience as it relates to ongoing regulatory reporting obligations. Draft technical specifications for the firm's developers to comply with securities regulatory reporting obligations.
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Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm's various businesses, e.g., consumer banking, asset or wealth management and/or global banking and markets businesses.
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Firm Type: Law Firm, Experience: 4 Years, A law firm in Dallas is seeking a qualified Energy Regulatory Associate Attorney with 4-5 years of experience in energy transactional and/or regulatory litigation and compliance.
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Your JobThe Product Safety & Regulatory Compliance Team is seeking a Regulatory Affairs Manager to join our team. Who You Are (Basic Qualifications)Experience working in regulatory compliance, chemical control, regulatory affairs, environmental, laboratory or product safety in the agriculture industry Experience working with chemical regulations Experience in the agricultural products / fertilizer industry.
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Understand the breadth of services offered by Risk & Regulatory, as well as MorganFranklin holistically, to be able to identify additional opportunities at our clients. The Team: Risk & Regulatory.
Full-timeExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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2-3 years of experience in regulatory, but may consider quality assurance, research and development, product support, scientific affairs, operations, or related area. The OpportunityOur location in Irving, TX or Abbott Park, IL currently has an opportunity for a Senior Regulatory Affairs Specialist.
$145,300 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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D., Masters and Ph. D. preferably majoring in Pharmaceutics, Biochemistry, Molecular Biology, Biotechnology or Biology- RAC certification a plusExperience:- 7 years or more of CMC regulatory experience in the pharmaceutical industry with a history of successful of investigational filings and approvals of marketing applications as the CMC Regulatory lead.
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Understanding of Licensing, Permitting, and Regulatory (LPR) functions in the public sector at a Federal, State and/or Local level (e.g., land management, professional/occupational licensing, environmental health licensing and permitting, agricultural regulation, financial services regulation, gaming regulation, regulatory enforcement, etc.
$201,020 a yearFull-timeExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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Key areas of interest include regulatory-driven change, operating model analysis and design to support functional consolidation and integration, and architecture simplification. We are currently looking to recruit Consultants and Senior Consultants who can make a significant contribution to the Capital Markets Regulatory Practice through expertise and supporting delivery of new business opportunities.
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Relevant Financial Service Industry knowledge (e.g., Credit, Models, Regulatory Compliance, Lending, Operations, Risk Management, Merchant Acquiring, Credit Cards (consumer and corporate, etc.
$108,460 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; Advanced degree preferred.
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This position reports to a member of the Controls, Compliance and Internal Audit Leadership Team. This is an exciting time to join GEICO and lead impactful changes in the organizations approach to regulatory compliance, managing risk, and shaping the future of our organization.
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You will gain in-depth experience across emerging risk topics within a variety of regulatory and risk categories, become a thought leader with a focus on the latest innovations and solutions leveraging cutting edge technology, and enable strategic success through developing proactive metrics and data that provide risk insights.
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We are currently seeking a Regulatory Affairs Associate Director/Director to join our growing regulatory team. In this role you would be the Global Regulatory Lead where you will develop and implement global regulatory strategies to support the development of multiple oncology early development assets, contributing to the advancement of leading-edge cancer research in a nimble, biotech like environment within a large, well established pharmaceutical company.
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Researches, investigates, advises on and responds to regulatory developments, consumer practices, governance and corporate responsibility initiatives in order to safeguard and enhance the company and the Santander Group's reputation.
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Title: regulatory Company: Impact Legal Resources in Irving, TX
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