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FINRA Licenses : Series 7, 66/63 preferred. FINRA Licenses : Series 7, 66/63 preferred. Performs account maintenance including money transfer requests, address changes, etc. Proficient use of Microsoft Excel, Word, Outlook & PowerPoint required, experience with DocuSign preferred.
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Job DescriptionLicensing requirements: FINRA Series 7/66 (63/65). Job DescriptionLicensing requirements: FINRA Series 7/66 (63/65). Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework.
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Licensing requirements: FINRA Series 7/66 (63/65). Licensing requirements: FINRA Series 7/66 (63/65). In partnership with branch manager and/or investment sales associate, leads the branch team on actions to achieve investment results.
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FINRA Series 7, 63, and 65 licenses (or equivalent), and Life Insurance Licenses. Diversity, Equity and Inclusion: Demonstrates a commitment to Diversity, Equity and Inclusion by treating everyone with respect and dignity, ensuring all voices are heard and advocating for change.
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Certified Financial Planner (CFP) - Issuing Authority, Life and Health Agent - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA.
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Under general supervision, provide overall support to management, advisors and other support staff including, operating the firms business process management system, maintaining appropriate files, monitoring multiple email inboxes, working with back office to ensure processing is completed, handling of inbound calls/requests when needed and all other facets of support activities assigned.
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Securities and investment advisory services offered through Securian Financial Services, Inc., Member FINRA/SIPC. Shoemaker Financial is independently owned and operated. Securities and investment advisory services offered through Securian Financial Services, Inc., Member FINRA/SIPC. Shoemaker Financial is independently owned and operated.
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