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CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable, 25-year track record of serving the investment needs of credit unions and their members. Experience and aptitude with working with a broker-dealer technology, i.e., electronic order entry systems, DocuSign, etc.
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Conduct regular sales/service/training calls on assigned retail and dealer accounts in support of Central Independent Pet Sales. Present and utilize dealer programs with appropriate customers.
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Attend hardware/Co-Op dealer meetings, buying group meetings, national trade shows i.e. Orgill, LMC, Do-it-Best and Ace Hardware, promoting EGO/SKIL products. Attend hardware/Co-Op dealer meetings, buying group meetings, national trade shows i.e. Orgill, LMC, Do-it-Best and Ace Hardware, promoting EGO/SKIL products.
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Knowledge of the structure and roles within the risk function at a bank, capital markets organization or broker-dealer, including execution and oversight processes, risk assessment, reporting, controls, testing, and data analytics.
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This position leads the sales activities and efforts of F2F distribution through registered representatives in the independent broker dealer (IBD) and bank/credit union channels. Existing relationships in the independent broker dealer (IBD) space is preferredFINRA Securities Industry Essentials Examination, Series 6 and 63 licenses required.
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Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA. FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire.
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In-depth knowledge of U.S./Canada import regulations, including but not limited to C-TPAT, ISA, Drawback, Recon, Valuation, Classification mgt, Broker management, Free Trade Agreements (FTAs), Food & Drug (FDA) and other Partner Agencies (PGAs), risk assessment, Country of Origin (COO) determination and marking, First Sale, and Free Trade Zones (FTZs) Strong analytical skills with the ability to interpret complex regulatory requirements.
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The scope is to be a National Brands and mayo, dressings, sauces specialists aiding our Broker street sales teams where we have them and also our key distributor Sales R ep. Distributor Sales, Broker Sales Manufacturer sales.
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As an online casino dealer, you'll be following a screen prompter and interacting with players who are live streaming the games straight from their computers, tablets, and smartphones. As an online casino dealer, you'll be following a screen prompter and interacting with players who are live streaming the games straight from their computers, tablets, and smartphones.
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Experience with technology platforms and broker-dealer regulations is encouraged but not required. Requires a J.D. with superior academic credentials from a nationally-recognized law school and three to six years' experience as a lawyer in a major law firm or in the legal department of a leading financial services organization.
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We're a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor. We're a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor.
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Existing Broker/Correspondent relationships. JMAC Lending is expanding its Mortgage Banking platform and is looking for a Wholesale Account Executive to service both Wholesale and Non-Delegated Correspondent clients to specified accounts and territories.
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Work with benefits broker/consultants, vendors and third-party administrator to ensure effective delivery of benefit services. CEBS, CCP, CMS and/or SPHR/PHR certification a plus. Knowledge of benefits legal and regulatory requirements pertaining to FMLA, ACA, HIPAA, COBRA and ERISA, required.
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The Director Medicare Sales will effectively manage and direct the activities of all individual Medicare broker, direct (captive), and telesales sales channels to meet goals and strategic initiatives within Government Markets.
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Who We Are NFP is a seven-time Best Places to Work award winner in Business Insurance who has also earned the 5-Star Diversity, Equity and Inclusion (DEI) award from Insurance Business magazine and the WORK180 employer endorsement.
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broker dealer finra jobs in Philadelphia, PA
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