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Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant securities licenses preferred. This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs), primarily of Global Markets Equities, Futures and Options, and Research.
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This role can be filled as an Audit Supervisor or Audit Manager based on skills and experience. Minimum 5 years of Global Markets experience, preferably covering third line of defense – Audit Counterparty Credit Risk (CCR) or second line of defense – Counterparty Credit Risk Management (CCRM) function in an investment bank, a consultancy firm, or as a regulator.
$115,600 - $154,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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IT Compliance Manager (3 days on site Financial District NYC) The IT Compliance Manager is responsible for ensuring that the organization adheres to all relevant legal, regulatory, and internal policy requirements.
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Finance Manager TWA Hotel, 1 Idlewild Drive, Jamaica, New York, United States of America Req #7124 Monday, June 17, 2024 The Finance Manager at the TWA Hotel will assist in managing the day-to-day operation of the Finance Office.
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Under administrative direction, the Audit Nurse will work across the DYFJ continuum to ensure that youth in the care and/or custody of ACS receive the best possible medical care. Perform audits of health services (e.g., collectively, medical, dental, mental health) charts of youth in the care and/or custody of ACS at Juvenile Justice Detention and Placement residential sites, using agency-developed tools and scoring methods to determine compliance with federal, state, and city regulatory mandates and ACS-approved health standards.
Full-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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Proven experience as an OneStream Senior Consultant, Project Lead, or Manager. Compliance Management: Ensure that the OneStream solution aligns with regulatory compliance standards, internal and external audit requirements, and industry best practices.
$145,000 - $190,000 a yearFull-timeExpandApply NowActive JobUpdated 28 days ago - UpvoteDownvoteShare Job
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15+ years of experience in a highly regulated, fast paced, large global financial services firm in AML, compliance, audit, risk or other controls-focused risk management function. Liaise with US and foreign regulators and Citi internal audit staff for AML matters, as appropriate, including coordinating AML-related examinations, audit and reviews, document production, and issue responses.
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This role reports directly to the ICM In-Business Quality Assurance – Financing and Securitization QA Manager. Experience in quality control / quality assurance experience, including 5-7 years in banking, credit risk management, internal audit, loan review or quality assurance review function at an investment or large commercial bank.
$129,840 - $194,760 a yearFull-timeExpandApply NowActive JobUpdated 22 days ago - UpvoteDownvoteShare Job
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Assist Food Safety & Regulatory Manager and learn the function that are performed, to be available to help with metal detectors, X-rays, Canopy and Bizerba label machines. This will also involve working with the HACCP & Food Safety Manager, Sr. QA Manager/Supervisor and Food Safety and Regulatory Manager on customer complaints and label approvals.
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The Audit Associate, under the supervision of a Lead Auditor, performs assessments of the 1st (adherence) and 2nd line (advisory and testing) BSA/AML internal control framework. The Audit Associate should be current on banking and BSA/AML matters and must always seek training to maintain sufficient knowledge of the audited area.
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The Senior Government Accounting Manager is also responsible for building critical relationships with Defense Contract Management Agency (DCMA) and Defense Contract Audit Agency (DCAA) personnel.
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We are looking for an experienced audit manager who will lead model and model risk audits from the 3LOD and partner with business stakeholders to improve company's governance, risk management and internal controls in model risk management in SMBC Americas Division.
$137,000 - $181,000 a yearFull-timeExpandApply NowActive JobUpdated 28 days ago - UpvoteDownvoteShare Job
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4-8+ years' experience in Accounting or Back Office Operations working for a Prime Broker, Administrator, Hedge Fund, Investment Advisor or Audit firm. Manager, Hedge Fund Accounting. 4-8+ years' experience in Accounting or Back Office Operations working for a Prime Broker, Administrator, Hedge Fund, Investment Advisor or Audit firm.
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This Audit Manager position will be responsible for planning and execution of audits associated with Capital One’s various credit risk management functions and related activities, including Corporate Credit Risk Management, Consumer Credit Risk Management, Commercial Credit Risk Management, and Credit Review.
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Under the direction of Solid Waste Management, the Accountant will assist the Director on maintenance of audit and accounting programs as set forth by Generally Accepted Accounting Principles (GAAP), Generally Accepted Government Accounting Principles (GAGAP), Generally Accepted government Auditing Standards (GAGAS), Procurement Policy Board Rules on payments and revenues, and Comptroller’s Office Directives’ Compliance on internal controls.
$61,206 - $97,919Full-timeExpandApply NowActive JobUpdated Today
audit manager jobs Company: Wright Pierce in Queens, NY
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