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Detailed knowledge of relevant regulatory requirements, including comprehensive understanding of required under the Investment Advisers Act of 1940 and FINRA broker dealer Compliance. In this capacity, the Head of Marketing oversee matters that arise in connection with investor suitability, domestic and global marketing registration, marketing material compliance review (including analysis and resolution of regulatory questions and/or issues), and investor and third-party communications.
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Collaborate with Analytical Chemistry, EH&S, Engineering, Project Management, Quality Assurance and Regulatory Affairs to ensure strong working relationships with all partners and employees.
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Responsibilities: The following regulatory duties will be performed under general supervision by the Assistant Director of Regulatory Affairs and/or Clinical Trials Manager-Regulatory Affairs: 1.
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Director, Model Validation for SHUSA Compliance models (Transaction Monitoring, Sanctions Screening, Fraud Risk, etc) will be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR- and other regulatory requirements around Compliance models.
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Reporting to the Vice President of Public Affairs, the Director of Marketing, Community Relations will develop and execute full-scale, data-driven campaigns that engage Juilliard’s growing global community of patrons, alumni, donors, and the general public.
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The Field HEOR Sr. Director or Director (FHD) position will lead clinical, health economics and outcomes research communications with population health decision-makers to ensure effective delivery of value stories and support for BeiGene products.
$187,800 - $257,800 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Demonstrable experience leading a compliance program at a broker-dealer, including strong working knowledge of FINRA Rule 2241 and various rules related to investment banking compliance and regulatory filing.
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Develop a thorough understanding and competence in the following areas -regulatory and health care compliance guidelines; corporate policies on appropriate business conduct and ethical behavior; Medical Affairs SOPs and guidelines.
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Our full range of advisory services includes strategic communications, investor relations, financial transactions and restructuring, management consulting, physical and cyber risk, organizational design, board and executive search, geopolitics and government affairs, corporate governance, ESG and DE&I.
$140,000 - $160,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Core Responsibilities Track, analyze, and communicate, federal and state-level regulatory dockets, pending legislation, stakeholder working groups, and other sources to understand the nuances of state solar and energy storage markets Create detailed summaries and regular reports of state and federal solar policy developments Research energy markets, renewable energy credit markets, or state programs that provide or underpin CleanCapital solar and storage assets.
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Youll likely have the following qualifications to succeed in this role: Strong technical working knowledge of the prudential regulatory capital rules relating to the calculation of regulatory capital resources, RWAs, and the leverage ratio; knowledge of these concepts under US (Fed / OCC / FDIC) rules is essential.
$134,800 - $235,900 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Reporting to the Vice Provost for Academic Planning and Global Affairs, the Director of the Office for International Students and Scholars will be responsible for implementing and overseeing all related services and support which includes but is not limited to planning, collaborating, and coordinating activities within the office's overall scope.
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Working closely with the Office of Academic Affairs, the Director will create opportunities for vibrant, robust partnerships with faculty, students, and other patrons to actualize the library as a center of teaching and learning while meeting the challenges of providing information access and stewardship in the 21st century.
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Working directly and independently with ADAs and the NYPD Internal Affairs Bureau, Department of Investigations, Civilian Complaint Review Board, and other local, state, and federal external partner agencies on long term investigations and prosecutions of PAU cases.
$49,000 - $51,984 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Strong understanding of the legal and regulatory environment in the media and entertainment industry. The SVP, Business and Legal Affairs will play a critical role in overseeing the legal aspects of our business, with a focus on business affairs strategy, contract negotiation, and serving as the primary liaison with network/distributor legal departments.
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regulatory affairs jobs Title: sr director Company: Planet Pharma in Queens, NY
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