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The firm's core capabilities include global execution, portfolio, electronic and outsource trading, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.
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Advise on a broad spectrum of equity finance products including equity margin loans, fund financing, synthetic and cash prime brokerage, convertible bond and capped call transactions, issuer share forwards, related hedging transactions, and other equity swaps and options.
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FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.
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The Outsourced Trading & Agency Brokerage Sales, Vice President (VP) will be responsible for advancing the firm’s Outsourced Trading offering while also helping grow our Agency Brokerage franchise.
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This is a retained search for an Executive Vice President & Chief Financial Officer with one of the most well-known independent reinsurance brokerage firms that operates as an ESOP; has a history of fostering wealth accumulation among its employees; has consistently achieved significant EBITA on a growing top line and is ranked among the Top 10 reinsurance intermediary earned brokerage firms nationwide.
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PCF Insurance Services is a premier risk management, benefits design, and insurance brokerage services firm ranked #20 on Business Insurance's 2023 Top 100 Brokers and #12 on Insurance Journal's 2023 Top Property/Casualty Agencies.
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The national salary range for Sr Consultant Underwriter, Specialty Brokerage - Excess Casualty : 118,000.00-227,000.00 The expected starting salary range for Sr Consultant Underwriter, Specialty Brokerage - Excess Casualty : 128,000.00 - 192,000.00 locations 4 Locations time type Full time posted on Posted 30+ Days Ago locations New York - New York, 1 Battery Park Plaza time type Full time posted on Posted 30+ Days Ago.
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This attorney will be part of a dynamic legal team that provides advice and guidance related to the company’s record-keeping, trust, custody, brokerage and wealth management services provided to retirement plans and retirement accounts.
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Back-up coverage for negotiating prime brokerage agreements, Master Repurchase Agreements, Master Securities Lending Agreements, and ISDAs∯*∯ Capitalizing on the firm’s financial acumen and technology prowess, Cantor’s portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses and ventures.
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3+ years’ experience working as a sales assistant/CSA in a corporate/brokerage environment. Oppenheimer & Co. Inc. is a diversified financial services firm, offering a wide array of investment banking, securities, investment management and wealth management capabilities from over 90 offices.
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Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team.
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Equity (Stocks, Options, Futures, Structured Products, Swaps), Fixed Income (Credit Derivatives, Interest Rate Derivatives, MBS, ABS, Bonds, Treasuries), Hedge Funds, Program Trade, Prime Brokerage, Quantitative Analysis, Commodities, Foreign Exchange (FX), Mutual Funds, Retirement Systems, Clearing Houses, Exchanges, Asset Management, Client Connectivity / FIX, ECN, ATS, EMS / OMS, Market Data, Reference Data, Security Master.
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Provide support for Repo and Collateral desk, including Fixed Income Prime Brokerage (FIPB) and Agency Securities Lending (ASL) businesses. Provide support for Repo and Collateral desk, including Fixed Income Prime Brokerage (FIPB) and Agency Securities Lending (ASL) businesses.
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Cantor Fitzgerald & Co. is a preeminent investment bank serving more than 5,000 institutional clients around the world, recognized for its strengths in fixed income and equity capital markets, investment banking, SPAC underwriting, PIPE placements, commercial real estate, and for its global distribution platform.
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We remain competitive by offering a wide range of logistics services, including ocean and air freight, rail, trucking, warehousing and distribution, customs brokerage, cargo insurance and more.
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brokerage job in Pine City, NY
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