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Continuous Improvement: Work with factories to develop and implement corrective action plans and ensure continuous improvement in compliance standards. Position Summary: The Head of Compliance Manager will be responsible for developing, implementing, and managing compliance programs to ensure that the company meets all legal, regulatory, and ethical standards globally.
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
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The Art Fair Inventory Coordinator reports to the Director of Art Fairs, working closely with the Inventory Team and serving as a liaison between various gallery departments as well as crating and shipping vendors.
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Work with CCO in assessing, overseeing, and improving the risk management and compliance practices for retail crypto trading and custody. Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology and crypto companies.
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The Emergency Supply Chain Coordinator is responsible for the management and delivery of effective Supply Chain support for emergency contexts in compliance with IRC policies and donor regulations.
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You will work with the Global Trade Compliance Team, collaborate across the Bloomberg Engineering teams, Chief Technology Office, Chief Information Security Office, and other business groups, to provide regulatory oversight of software / technology development / implementation / deployment as it related to import / export compliance across the various Bloomberg businesses.
$210,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Executive Compliance Officer - Solutions Advisory position will provide compliance advisory services across multiple business lines and asset classes, including OTC derivatives, structured notes/products, equities, fixed income, listed options, equity derivatives, and hedging activities.
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Job Description The Opportunity: The American Girl New York City retail store is looking for a dynamic individual for the Community & Event Coordinator position. We engage consumers through our portfolio of iconic brands, including Barbie, Hot Wheels, Fisher-Price, American Girl, Thomas & Friends, UNO and MEGA, as well as other popular intellectual properties that we own or license in partnership with global entertainment companies.
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We are hiring a Human Resources Coordinator to support the BlueTriton Brands HR field-based teams within a designated region. Support field HRBP team with tracking and reporting compliance metrics.
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The Pro Bono Coordinator is expected to perform the following responsibilities with a commitment to providing superior service to the firm’s attorneys, advisors and staff, external clients and legal services partners, while also maintaining an atmosphere of teamwork and continuous improvement.
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Oversee the broker-dealer compliance program functions including implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance.
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Coordinate with other stakeholders on fund and managed account compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934.
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The Teen Program Coordinator participates in developing, implementing, supervising, and evaluating educational, recreational, and social programs. From swimming to robotics and enjoying ice skating in Central Park and a trip to the theatre on Saturdays, BCNY programs and events deepen interests and skills and are free of charge to members and their families.
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The Registered Nurse (RN) Coordinator acts as the “eyes and ears” of the plan’s care management and utilization management team by communicating real time information about the member’s needs and helping to assure that the member is receiving the most effective care possible in the most appropriate setting.
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Knowledge of Consumer Compliance risks and regulations (REG B, C, Z, RESPA, HMDA, OFAC, AML) Possess a strong understanding of Consumer Compliance internal controls concepts and their application in differentiated client environments, specifically within complex global banking and brokerage organizations.
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Title: compliance coordinator Company: Pearson Whiffin in New York, NY
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