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The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off to the Wealth line-of-business, including providing thought leadership, direction and driving greater consistency in global program design and execution across our wealth management activities.
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This Associate will play a key role within the Consumer and Wealth Management division, overseeing media governance for Marcus by Goldman Sachs, Ayco, Goldman Sachs Personal Financial Management and Goldman Sachs Private Wealth Management.
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Under the Director, Cari Schafer, the ERM Senior Specialist supports the Enterprise Risk Management (ERM) function by providing valuable analysis and insights to drive effective risk management practices.
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Under the supervision of the Chief Operating Officer, the Outreach and Risk Management Coordinator is responsible for ensuring that patient risk management protocols and regulations are monitored continuously and that follow-up actions are taken, as necessary.
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Responsibilities Work with CCO in assessing, overseeing, and improving the risk management and compliance practices for retail crypto trading and custodyWork with Sales, Product and Operations personnel to identify compliance risks and establish appropriate controls.
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Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.
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Advanced understanding of the Banking risk and control environment, and the regulatory environment related to model risk management (SR11-7) As Principal Auditor – Model Risk Management (MoRM), you will report to the Principal Audit Manager (PAM) for US Financial Risks.
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At least 7+ years' experience directly in cybersecurity fields, with a demonstrated track record of leading complex GRC projects in at least two of the following areas: cyber risk management, vendor security management, policy & compliance, security awareness and communication.
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Support Voya's governance, risk, and compliance (GRC) tool and help maintain integrated risk management methodology comprise of business process, risk, and control taxonomy.
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Oversee the management of non-performing loans, and loans that are at risk of becoming non-performing; in collaboration with p, lead the development of workout strategies and ensure their timely and effective execution; provide regular updates to senior leadership regarding portfolio-level trends and changes to risk ratings, probability of default, expected charge-offs, and loan recovery estimates.
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Partner effectively and work closely with other Compliance and Operational Risk teams, including the Control Room, Regulatory Change and Policy; Licensing and Registration; Personal Account Dealing, including Outside Business Activities and Personal Investments; Surveillance; Political Contributions, Gifts & Entertainment, Third Party Risk Management; and the AML program.
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TRM is independent from the revenue generating divisions of the firm and reports to the firm's Chief Risk Officer and Global Head of TRM. The regional TRM function is responsible for market risk management and product control of trading books as well as counterparty credit risk management.
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Be responsible for product questions/solutioning and current rate expertise via phone support to the registered FRs in the Field, in addition to providing large case support, FR book analysis and segmentation assistance (to help FRs identify and parse out Wealth Management opportunities), pre and post Wealth Management Consultant (WMC) agency visit support, and deliver Wealth Management training to groups of FRs (and agency management) via Video Conference.
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Cross-Functional Collaboration: Work closely with other teams such as Trading, Research, Compliance, and Legal to ensure a holistic approach to risk management and maintain a cohesive risk management framework.
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Strong understanding of enterprise risk management concepts (e.g., risk identification and measurement, risk appetite and limits, risk mitigation and response.
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wealth management risk and compliance jobs Title: specialist Company: Macquarie Group Limited in New York, NY
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