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As the Director of Regulatory Compliance (MLRO), you will be working as part of Nium’s global, dynamic Compliance team and will be reporting to the VP Compliance (US). Identify control gaps and lead the implementation of control enhancements to include AML, OFAC, and Regulatory Compliance.
$150,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Continued evolution and maturation of CX QA programs (EDD, CDD, PEP/Sanctions, and TMS) to align with business strategy, compliance requirements, customer needs, and regulatory expectations.
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Regulatory requirements as it relates to NFA/CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products and/or entities. Assist the firms’ staff to ensure compliance on regulatory matters throughout the business development and investor relations processes.
$300 an hourFull-timeExpandApply NowActive JobUpdated 4 months ago - UpvoteDownvoteShare Job
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Director, Model Validation for SHUSA Compliance models (Transaction Monitoring, Sanctions Screening, Fraud Risk, etc) will be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR- and other regulatory requirements around Compliance models.
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Working knowledge/experience with virtual currency, non-US AML and regulatory compliance, fraud prevention, consumer compliance and financial safety & soundness. At least 10 years of related experience in regulatory environment: Governance, Risk and Compliance.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm’s various businesses, e.g., consumer banking, asset or wealth management and/or global banking and markets businesses.
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Responsibilities Lead cloud security risk, operational resilience, and regulatory compliance audit engagements requested by Google Cloud's customers, their internal IT audit teams, assigned third-party auditors or their regulators.
$207,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Juris Doctor degree from an accredited school of law, admission to the New York State Bar (NYS Bar), and five(5) years of responsible experience in the practice of law following NYS Bar admission, in the fields of health care compliance, regulatory affairs, risk and quality management and/or in similar areas; or.
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Experience in the Compliance domain is required - working knowledge of some of the workflows covering Anti-Money Laundering (AML), Transaction Monitoring, Know Your Customer (KYC), Conflicts Checks, Regulatory Reporting, etc.
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Guidehouse is currently seeking candidates with relevant fraud, regulatory compliance, and/or investigations experience (e.g. litigation and/or disputes consulting, forensic accounting, operational and/or compliance consulting) or relevant health care operations management at any/all of the following: public health agencies, payer/providers, life sciences companies, law firms, and/or regulators/enforcement agencies (DOJ, OIG etc.
$163,700 a yearFull-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Interest and/or knowledge of the regulatory treatment of digital assets with an ability to apply applicable SEC and CFTC regulations. The Compliance Analyst/Associate will be responsible for assistance in implementing and maintaining the firm’s compliance policies and procedures that are part of its robust Global Code of Ethics and Business Conduct Program, as well as compliance policies related to the firm’s various business units.
$135,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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We work collaboratively with our business partners, WM field leadership, and Second Line Compliance partners to ensure that our Financial Advisors serve their clients in accordance with regulatory requirements.
Full-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Lead response to regulatory compliance requests, enforcement actions, and data-reporting from a NERC CIP compliance perspective. AES Clean Energy is hiring a Senior Specialist, NERC CIP Compliance who will be responsible for providing leadership, independent compliance oversight, guidance, and direction necessary to maintain ongoing compliance with the NERC CIP Standards to support reliable operation of the Bulk Electric System.
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The IRB Regulatory Consultant will work with investigators, study staff, local and Central Institutional Review Board, and the sponsor of the clinical trial to ensure that the studies are conducted in compliance with ICH GCP, the FDA, IRB, and other regulatory requirements.
$80,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Model Risk ERP / EPM Implementation Regulatory Compliance (CCAR, BASEL, FRTB, etc.) The FSI Business Unit has led and managed projects for top-tier, global clients ranging from strategy, target operating model design, regulatory governance and remediation to technology transformation, program & project management, and business analysis.
$132,000 a yearExpandApply NowActive JobUpdated 4 days ago
regulatory compliance jobs Company: Citibank N A in New York, NY
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