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Provide regulatory advice, support and management of compliance programs to the New York Branch, and the US registered broker-dealer across activities, including Debt and Equity Capital Markets, M&A, Leveraged Finance, Lending, Structured Products and Research.
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3+ years' experience with Back Office Operations working for either a Prime Broker, Administrator, Hedge Fund, Mutual Fund, Investment Advisor or Financial/Retirement Planner. Real Estate Investment Trust (REIT), Private Equity, Global Macro, Fixed Income, Mortgage, Credit, Distressed, Long/Short, Risk/Stat/Arbitrage, Emerging markets and Fund of Funds.
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The Equity Research Analyst will conduct primary research, inclusive of financial analysis, due diligence on industry trends, company management and strategies. The Equity Research Analyst will serve as a Generalist covering and evaluating companies across assigned sectors (healthcare, technology, industrial, energy, materials, consumer, etc.
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A plus if experience negotiating trading agreements at broker/dealer, buy-side firm and/or law firm with an emphasis on equity swaps and the master confirmations associated with those transactions.
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Knowledge of and experience with the rules applicable to a global cash equities sales, trading and equity research and equity capital markets businesses. Assist in identifying and analyzing the legal and regulatory issues relating to a global research, sales and cash equities business, including client onboarding documentation, trading execution, and the rules, policies and market practices related to managing the interactions between research department and equity capital markets personnel and the distribution of Société Générale's equity capital markets offerings.
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AtkinsRéalis is seeking a Rolling Stock Test Engineer to join our team. Ensure that all work is undertaken in accordance with AtkinsRéalis Rail & Transit's procedures and corporate requirements, including the Quality Management System, Safety Management System and Ethics/Compliance.
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If you are a Land Acquisition Manager, Land Acquisition Project Manager or Commercial Broker with site acquisition experience, this may be a great next step for you! If you are a Land Acquisition Manager, Land Acquisition Project Manager or Commercial Broker with site acquisition experience, this may be a great next step for you.
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In this role, you’ll make an impact in the following ways: Responsible for assisting in preparation of daily net capital requirements reports and weekly customer reserve reporting for a full service securities trading broker dealer ( c- and C- reports) Also help in tracking daily trading activities and results to prepare daily accounting trail balance report – showcasing position values of fixed income and equity trading.
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Our clients are broker dealers, asset managers, hedge fund managers, private equity firms, crypto firms, regulators, legislators, brokers, commodity traders, energy companies (including upstream, midstream and downstream operators), and mining and metal processing firms.
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Providing middle and back office support for the following products: equity, fixed income, swaps, contract for differences, futures, commodities, options, FX, mortgages and repos. Associate Manager, Middle Office Operations.
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Classify commodities under the Harmonized Tariff Schedule (“HTS”), and audit current classifications being used by Illuminate’s customs broker. Minimum of (2) two years of experience with a customs broker or supply chain logistics; (5) five years of experience preferred.
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BGC Partners is a leading global intermediary to the wholesale financial markets, specializing in the brokering of a broad range of financial products, including fixed income securities, interest rate swaps, foreign exchange, equities, equity derivatives, credit derivatives, commodities, futures, structured products and other instruments.
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Good Shepherd Services is an equal opportunity employer that is proudly committed to becoming an anti-racist and multicultural organization that stands up for justice and equity. Additional Information Good Shepherd Services is an equal opportunity employer that is proudly committed to becoming an anti-racist and multicultural organization that stands up for justice and equity.
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Within this, we are currently searching for an Equity Research Associate for our Internet research team in our New York office. As an Equity Research Associate, the successful candidate will work closely with an analyst in support of providing insights and research on numerous companies across the Internet spectrum.
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SecurityScorecard is proud to be funded by world-class investors including Evolution Equity Partners, Sequoia Capital, GV and Riverwood Capital. We offer a competitive salary, stock options, a comprehensive benefits package, including health and dental insurance, unlimited PTO, parental leave, tuition reimbursements, and much more.
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stock broker equity jobs in New York, NY
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