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Previous success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility Degree and/or other professional certifications are helpful; if you do not already have a CFP or degree, our Tuition Reimbursement program can help you obtain one.
$75,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Licenses: Series 7, Series 99, Series 24, Series 533. Minimum of 7 years of experience within the financial services industry. Trade, as well as Regulator or institutional broker dealer compliance experience preferred.
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Experience in managing a small team of compliance officers Series 7 Series 3 and Series 24 (or ability to obtain within the first year of employment). The Firm’s regulators, including but not limited to FINRA, SEC, NFA, and CFTC.
$220,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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SIE, Series 7, and Series 63 licenses are required (and will be sponsored by the firm if not already completed). Strong technical skills including high level of proficiency in Microsoft Excel and PowerPoint, and familiarity with industry data through such sources as Morningstar Direct, Simfund, Cerulli, Broadridge, Brightscope, etc.
$2Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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FINRA Series 7 and 63 (or 66) certifications. Preferred designations: Chartered Financial Analyst (CFA), Certified Financial Planner (CFP), or Certified Investment Management Analyst (CIMA.
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Title: Client Service Associate (must have Series 7 licence) Oversee the administration of corporate actions such as mergers, acquisitions, and spin-offs. We are looking for a Client Service Associate who will focus on interacting with Ultra-High-Net-Worth clients and the sales team.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Series 7 & Series 63. In this role, you will be responsible for trading various fixed income and securitized products, including MBS, CMBS, and SBA securities. We are seeking a highly motivated and detail-oriented Fixed Income and Securitized Products Trader to join our dynamic team.
$150,000 a yearFull-timeExpandApply NowActive JobUpdated 13 days ago - UpvoteDownvoteShare Job
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We've built an experienced team & our CEO, CCO, & CFO went on a similar journeys with Tessian, driving revenue from $0-30m+ ARR, and from pre-seed to Series C (Sequoia, Accel, etc. You have 3-7 years of experience succeeding in a B2B SaaS sales role or something comparable (i.e. you know you can sell.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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You must obtain your SIE within 30 days of being hired & your Series 7 & 66 within 120 Days - a requirement for the role. As a Financial Solutions Advisor Stage I (FSA I) , your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams.
$33 an hourFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Qualifications and Skills 7+ years of experience in financial services 3+ years of experience working in Middle Office / Trade Support capacity BA/BS required MBA a plus Degree in Finance, Accounting or related discipline is preferred FINRA Series 99 is preferred.
$170,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Series 7 and Series 66 (or Series 63 and Series 65) licenses required. Series 7 and Series 66 (or Series 63 and Series 65) licenses required. Certified Financial Planner (CFP) designation preferred.
$500,000 annuallyExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Series 7 and Series 63 licenses. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
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A valid and active FINRA Series 7, 66 (or equivalent) is required. A valid and active FINRA Series 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment.
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This role requires the Series 7, Series 66 or 63 and the Series 65. This role requires the Series 7, Series 66 or 63 and the Series 65. These clients include large corporate, public, and endowment/foundation plan sponsors that have investments with Capital Group spanning all of Capital Group's offerings; equity, fixed income, and multi asset.
$180,000 a yearFull-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
$85,000 a yearFull-timeExpandApply NowActive JobUpdated Today
series 7 jobs in New York, NY
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