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As a subsidiary of NFP Corp, we also have access to extensive corporate resources and business partners that few other independent registered investment advisory (RIA) firms offer. Relevant experience working in a wealth management capacity, preferably at an RIA.
$175,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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Each territory will be covered by a J.P. Morgan Integrated Team comprised of a Client Advisor, Regional Client Advisor, Internal Client Advisor, ETF Client Advisor(s) and Retirement Client Advisors to serve the Registered Investment Advisor (RIA), Bank & Trust and Family Office clients in the Region.
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Experience utilizing RIA, BNA, Lexis Nexis, required. Juris Doctorate degree, LLM, and/or MBA, preferred. CPA and/or JD, preferred. Experience utilizing RIA, BNA, Lexis Nexis, required. The Tax Associate, Customs & International Trade will begin to utilize basic research skills and apply their educational background to identify potential trade issues and opportunities.
$110,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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Experience with tax research tools (Bloomberg BNA, RIA Checkpoint, etc.) Experience with tax research tools (Bloomberg BNA, RIA Checkpoint, etc.) and tax preparation technology (CCH Axcess preferred.
$174,900 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with necessary documentation (ie: RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements.
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Liaises with Compliance team members in Europe and Asia-Pacific with respect to compliance issues affecting the global Investment Management division, including AIFMD and RIA implications. This includes policies and procedures as required by laws and regulations applicable to the Investment Management division including, among others, RIA and BD regulatory regime.
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Develop strong relationships with internal teams and participate in ongoing Product and Platform team discussions to obtain an in-depth understanding of platform features, key project timelines and the perspective of a US-based wealth manager, financial advisor, and RIA.
$160,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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This role involves building and maintaining relationships with RIA and FA clients, providing education on ETF model strategies, and working closely with internal teams to deliver solutions that meet the needs of clients.
$175,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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Proven competence with MS Office and tax compliance and research software (CCH Access, CCH Engagement, GoSystems, RIA and BNA) In New York City, the salary range for a Tax Senior Manager is $145,000 to $245,000.
$245,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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Serve as an RIA specialist when existing clients transition to, or establish their own, RIA, partnering with B/D counterparts. Preferred designations: Chartered Financial Analyst (CFA), Certified Financial Planner (CFP), or Certified Investment Management Analyst (CIMA.
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Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Familiarity with common libraries/tools in the ecosystem; we use zod, lodash, react-query, storybook, Prisma, and Bun.
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Develop new business and onboard new clients; focused on broker dealer / RIA segment. Cross Asset Sales for Structured Products and OTC derivatives to retail and institutional clients (private banks, wealth managers, registered investment advisors.
$300,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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Identify and successfully convert strategic partnerships with RIA Aggregators, Broker/Dealers, TPAs, Payroll Providers, Banks, and other partners in your sales region. Any FS certifications are a plus, eg: Series 7 and 66 or a Series 65 from a registered investment advisor, CFA, etc.
$100,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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Knowledge and familiarity with industry software and tools for Sales and Marketing such as Broadridge, SS&C SalesConnect, Seismic, ON24, RIA Database, IC Research. Knowledge and familiarity with industry software and tools for Sales and Marketing such as Broadridge, SS&C SalesConnect, Seismic, ON24, RIA Database, IC Research.
$160,000 a yearFull-timeExpandUpdated Today - UpvoteDownvoteShare Job
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We are seeking a driven and personable Advisor Services Associate to join the growing Client Service team to help service the company’s rapidly growing client base with a focus on our RIA client base.
$135,000 a yearFull-timeExpandUpdated Today
ria job in New York, NY
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