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3.8B+ fixed income RIA in New York City (Midtown) seeks both a junior, as well as mid-level, Portfolio Administrator to join their team supporting HNW individuals, trusts, endowments/foundations, and pension plans with investment counsel/portfolio management services.
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Allspring Global Investments is seeking an RIA Enterprise Relationship Consultant (ERC). Partner with Head of RIA Enterprise, Marketing, Distribution, Investment and Platform teams to create, promote, modify and grow a differentiated offering in the RIA marketplace.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Our client is a thriving, well-respected RIA / Wealth Management firm with offices in NYC and Palm Beach. Keywords: Financial planning, wealth management, High Net Worth (HNW), eMoney, portfolio management, financial planning, estate plan, generational wealth, high net work, HNW, ultra high net worth, UHNW, CFP, retirement, tax planning, Risk Management, Insurance, retirement, cash flow.
$170,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The CCO will work closely with the executive team to ensure compliance with all relevant regulations, in the RIA space, while also developing processes that enhance efficiency and mitigate risk.
Full-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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The RIA is a “hybrid” RIA with a number of its IARs dually registered with a large third-party broker-dealer. A New Jersey based SEC registered investment adviser (“ RIA ”) seeks candidates interested in applying for the role of Senior Compliance Officer for a firm with 160 plus supervised persons.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Knowledge of hedge fund, private equity, or RIA operations/compliance a huge plus. CRISC, CISA, CISSP, CIPP, Security +, certifications are a huge plus. The Client Success Senior Advisor will report to a Client Success Manager.
$95,000 a yearFull-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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Preferred Qualifications In-house experience at a broker-dealer or registered investment advisor in legal or compliance Experience at a federal regulator or self-regulatory organization In-house experience in a RIA Custody business and/or Broker-Dealer Clearing Services business is a plus Outstanding law firm credentials ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.
$170,000 - $270,000Full-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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The candidate will have a network of CFO (Chief Financial Officer), COO (Chief Operating Officer), CTO (Chief Technology Officer), CISO (Chief Information Security Officer) contacts and/or partnerships in the Hedge Fund, Private Equity, Registered Investment Advisor (RIA) and/or Portfolio Companies with Healthcare or Payment Card Industry (PCI) focus.
$110,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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This position is responsible for providing strategic direction for the Company’s various compliance programs, making recommendations to enhance current assessment models, administering the U.S. compliance program for the Company’s Investment Management division, including registered investment adviser (RIA) and broker dealer (BD) compliance, and supporting the Compliance leadership team.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Each territory will be covered by a J.P. Morgan Integrated Team comprised of a Client Advisor, Regional Client Advisor, Internal Client Advisor, ETF Client Advisor(s) and Retirement Client Advisors to serve the Registered Investment Advisor (RIA), Bank & Trust and Family Office clients in the Region.
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As a subsidiary of NFP Corp, we also have access to extensive corporate resources and business partners that few other independent registered investment advisory (RIA) firms offer. 8-10yrs of relevant experience working in a wealth management capacity, preferably at an RIA.
$220,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Previous work experience as a client service associate or related title at a major financial services firm or Registered Investment Advisor (RIA) is required. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA.
$120,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Experience utilizing RIA, BNA, Lexis Nexis and/or Westlaw, preferred. In this role, the International Tax Senior Manager will be charged with marketing, networking and business development within his/her area of experience and specialization and maintaining key client relationships.
$262,500 a yearFull-timeExpandApply NowActive JobUpdated 29 days ago - UpvoteDownvoteShare Job
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3+ years of management or relationship management experience with RIA Custodian or RIA Aggregator to include experience working with Third Party FinTech companies and Turnkey Asset Management Programs (TAMP.
Full-timeExpandApply NowActive JobUpdated 13 days ago - UpvoteDownvoteShare Job
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Preferably working towards professional registration (PE, RA, RIA, AICP, CUD, CCM. PMP) Preferably working towards professional registration (PE, RA, RIA, AICP, CUD, CCM. PMP) Bachelor's or equivalent degree required in Engineering, Architecture, Landscape Architecture, Urban planning, or related field.
$82,000 a yearFull-timeExpandApply NowActive JobUpdated Today
ria job in New York, NY
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