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In-depth technical knowledge of investments, accounting (GAAP) and broad business knowledge of mutual fund industry and regulations including Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940 and Subchapter M of Internal Revenue Code.
Full-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Team responsibilities include account openings and closings, receiving and delivering assets, account maintenance, distributions and contributions, money market and mutual fund trading, trade settlement/calls/options, trade allocations, income payments, corporate actions, gifting assets, securities maintenance, tax processing and reporting, client website administration and support, and reconciliation.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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3+ years’ experience with Back Office Operations working for either a Prime Broker, Administrator, Hedge Fund, Mutual Fund, Investment Advisor or Financial/Retirement Planner. Real Estate Investment Trust (REIT), Private Equity, Global Macro, Fixed Income, Mortgage, Credit, Distressed, Long/Short, Risk/Stat/Arbitrage, Emerging markets and Fund of Funds.
$90,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Ideal profile with be someone who is a Senior Associate or Manager from public or someone with 4+ years of experience from a hedge, private equity, mutual, VC, BDC or other fund (including admins.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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The team manages three funds: a Cayman Hedge Fund, a UCITS fund, and a 1940 Act mutual fund. The Fund will invest across the capital structure allowing the team to generate alpha by implementing best ideas within a flexible risk-aware framework.
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You would join our tax professionals who are knowledgeable and experienced with varied and specialized facets of hedge fund, private equity fund and mutual fund taxation, including fund and organizational structuring, tax minimization planning, on-call advice, and tax compliance.
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Minimum of 3-5 years in mutual fund/separate account wholesaling or supporting a mutual fund/separate account wholesaler. Must have in-depth working knowledge and experience with mutual funds and separate accounts.
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Selling to mutual funds, fund administrators, insurance companies, private equity firms and hedge funds etc, this particular role will focus on selling their suite of market leading regtech solutions i.e. compliance, regulatory reporting, data management and trade monitoring etc.
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Mutual Fund / ETF Compliance and/or Investment Adviser Compliance experience highly preferred. Maintains strong working relationships with peer compliance teams, senior management, Legal and Risk Conducts fund and adviser-related compliance program testing and monitoring; assists with preparation of compliance-related board and business line reporting, Assists with preparation of regulatory reporting (Form ADV; Form PF; etc.
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CSG provides investment solutions across all major asset classes (e.g., fixed income, equities and alternatives) and products including mutual funds, ETFs, separate accounts and alternative investments.
Full-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Interacts with bank staff, various personnel from the Broker Dealer, annuity and mutual fund vendors. Interacts with bank staff, various personnel from the Broker Dealer, annuity and mutual fund vendors.
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Enter/review/approve mutual fund, ETF, stock, and bond trade orders. Enter/review/approve mutual fund, ETF, stock, and bond trade orders. Knowledge of Fi-Tek, Charles River, Pershing/Lockwood and business object reports preferred but not required.
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The ideal candidate will have a minimum of 10+ years of experience in mutual fund administration and/or reporting in the financial services/asset management industry(s). Minimum of 10+ years of experience in mutual fund administration and/or reporting in the financial services/asset management industry(s.
ExpandApply NowActive JobUpdated 21 days ago - UpvoteDownvoteShare Job
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Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships, alternative products, family offices, mutual funds, broker-dealers, banks, insurance companies, and other investment managers.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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The Pete Liao Wealth Management Firm, a rapidly growing Northwestern Mutual Group based in New York, New York is seeking a Lead Advisor who can contribute to client growth and service existing clients through excellent financial planning and prospecting skills.
Full-timeExpandApply NowActive JobUpdated 5 days ago
mutual fund jobs in New York, NY
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