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The Business Risk and Controls Officer – Anti-Money Laundering Risk in this 1st Line of Defense (1st LOD) role will bring expertise in Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) Compliance requirements and Risk experience in Commercial & Private Banking businesses.
$203,315.53 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. Ensure training initiatives include technical aspects and are aligned with risk management and compliance goals.
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The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption.
$45 an hourTemporaryExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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SVB's First Line of Defense Enhanced Due Diligence Know Your Customer ("EDD KYC") team is responsible for conducting enhanced due diligence on higher risk client segments that may pose a higher risk for money laundering, terrorist financing, sanctions, or reputation risk in support of all legal and regulatory requirements as a large financial institution.
$121,680 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Developing and advising on risk operating models, data strategy, business and IT risk frameworks and compliance standards. Assess risk and develop mitigation strategies cross industry with focus on top-tier financial services, life sciences, software and platform, communication, media and telecom companies.
$336,900 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Manage implementation within teams to identify, assess, escalate, and manage risk exposures across Risk Categories (Operational Compliance, Strategic, Reputational, etc), including material, emerging and concentration risks in accordance with enterprise Policies and the establishment of Key Indicators to monitor risk exposures.
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You will identify and address the compliance risk of new product and interact with local regulators (NFA/CFTC) to seek regulator's view, and advise business lines of the impact of regulatory changes on their business.
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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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The Firm’s ALM and balance sheet strategy efforts supported by QBSS include interest rate risk modelling, internal transfer pricing and capital allocation frameworks, industry leading research on financial money flow, investment portfolio strategy, firm-wide balance sheet optimization efforts and surveillance of balance sheet strategy trends across the banking industry.
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The Aladdin platform combines risk analytics with portfolio management, trading, compliance, and investment operations tools on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale.
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Our consultants work closely with our clients' Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes projects.
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Closely collaborate with various stakeholders to monitor to design an effective AML compliance program and ensure controls are implemented to mitigate risk. The AML Compliance Manager owns the AML Program for Robinhood Money, which includes a spending account offered through Robinhood Money, LLC ("RHY") and credit cards offered through Robinhood Credit, Inc. (“RCT”), and is responsible for overseeing the execution of the AML Program by the Financial Crimes Team as the AML Compliance Officer for these entities.
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Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination. Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business Continuity Professional (CBCP), Certified Third-Party Risk Professional (CTPRP) or Accredited Payments Risk Professional (APRP.
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The Procurement Operations and Governance Lead is responsible for supplier onboarding in compliance with JM’s third-party risk management framework. Supplier Risk and Compliance Management: Liaison for Legal for Third Party Risk Management procedure execution as it relates to GP&L.
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Ensure compliance with emerging regulations related to climate risk, including those from central banks and international regulatory bodies. Collaborate with senior management to integrate climate risk into the bank's overall risk management framework, including integration into credit, liquidity, operational and market risk, etc.
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