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The Compliance Manager in our property management company will ensure adherence to all legal and regulatory standards set forth by New York City agencies, including the Department of Buildings (DOB), Fire Department of New York (FDNY), Department of Sanitation (DSNY), Department of Housing Preservation and Development (HPD), Department of Health (DOH), Department of Transportation (DOT), and others.
$85,000 a yearFull-timeExpandApply NowActive JobUpdated 20 days ago - UpvoteDownvoteShare Job
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Reporting to the CEO, you will oversee the broker-dealer compliance program functions including implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring, and AML compliance.
Full-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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1-4+ years of compliance experience with knowledge of KYC, AML, BSA, OFAC regulations, and transaction monitoring. Job Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York Branch.
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The Manager is the subject matter expert in DOT compliance, providing guidance and support to the team on compliance matters, overseeing the completion of internal audits and compliance reviews, and ensuring compliance with DOT regulations.
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The Corporate Compliance Coordinator role is a hybrid role and requires some in-person work (i.e., investigations, audits and team meetings). Under the direction of the Director of Corporate Compliance, the Corporate Compliance Coordinator is responsible for providing support to Corporate Compliance matters including investigations, training, audits and the daily operations of the Corporate Compliance department.
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Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies; Support the onboarding of new employees into our Compliance program including, i) new hire access activation; ii) new hire training and disclosure form tracking; iii) tracking current employee statuses for certifications/access maintenance; and iv) tracking temporary workers.
Full-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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We are looking for a Senior Dot. Net Developer with extensive experience in the Investment Management industry. 10+ years of experience as C#, Dot. Net developer. Experience in one or more technology vendor packages used in the Investment Management industry – Eagle STAR/PACE, Eze Castle, CRD, Bloomberg AIM, Blackrock Aladdin, SimCorp, Portia.
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FDA Compliance Coordinator is responsible for all aspects of third party FDA compliance which includes but is not limited to donor/ IP/ Gestational Carrier testing/requirement, customer service, and infertility care.
Full-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Assist in developing, maintaining and conducting annual review of compliance related procedures for the BSA Program (KYC/CIP), OFAC, Training, Fraud, Currency Transaction Reports (CTR), Suspicious Activity Reporting (SAR), Proactive Monitoring, as well as Consumer Compliance areas.
Full-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Field testing of soil, concrete, asphalt, aggregate, and masonry mortar/grout for compliance with ASTM, AASHTO, DOT, and/or project specifications. Verification of materials testing and recording, Check projects for compliance with laws, codes and regulations.
ExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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Able to provide strong oversight over all FinCrime compliance related matters including AML, Fraud, Sanctions, KYC/CDD and EDD. Collaborate with product compliance control teams to ensure that there is strong oversight of all compliance operations including AML, Fraud, Sanctions, KYC/CDD and EDD.
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We view regulatory compliance as a key driver of innovation, and this position presents a unique opportunity to play a foundational role in continuing to build and implement our forward-thinking compliance strategy for the company.
Full-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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At least 5 years of total experience with prior work in a legal, compliance, or regulatory role with a law firm, financial institution, online sportsbook operator, casino or other gaming establishment, or within another highly regulated industry.
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This role requires expertise in import/export compliance, tariff classifications, customs valuation, and international trade regulations. Serve as a subject matter expert and advisor on import compliance matters, offering guidance and solutions to ensure regulatory compliance.
Full-timeExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Broker Dealer Compliance Officer Opportunity. - Deep knowledge and understanding of FINRA and SEC broker-dealer compliance rules and regulations. - 2-5 years of validated experience in broker-dealer compliance.
Full-timeExpandApply NowActive JobUpdated 23 days ago
dot compliance jobs Title: truck driver in New York, NY
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