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Essential Job Functions:Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management (“RSM”) team, Regulatory Operations teams, and other FINRA customers, as applicable.
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Global Wealth Management Operations provides brokerage, investment and financial services to hundreds of thousands of individual investors. The Analyst within High Net Worth Lending Loan Operations - Liquidity Access Line (LAL), is responsible for processing LAL loan applications and providing operational support for all loan related requests.
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Marketplace and brokerage services provided by Acervus Securities, Inc., an SEC registered broker‑dealer and member FINRA / SIPC.The RoleAddepar is looking for a high-energy, customer-focused Sales Manager who is committed to helping grow a diverse and inclusive Sales team and workforce.
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Credentials: Working knowledge of ITAR, Import Brokerage, Export Compliance, Hazmat Regulations and recordkeeping; Some professional certifications may be required. Establish, monitor, and revise policies, procedures and service standard for customs clearance operations as dictated and allowed by applicable regulations.
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A Retirement Operations Analyst is one who maintains strong functional knowledge of all aspects of the brokerage business with an emphasis on retirement account operations. Brokerage is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.
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The candidate will need to have a robust understanding of Prime Brokerage including but not limited to: 1) Cash Prime Brokerage 2) Synthetic Financing 3) Stock Lending 4) Market Access 5) Cash Equities 6) Equity Derivatives 7) Electronic Execution and 8) Margin Financing of Fixed Income Assets.
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They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.
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Global Collateral Technology supports Collateral Management Operations in Global Markets Operations Technology with a number of applications to manage their day to day collateral business processes across four lines of businesses OTC Derivatives, Fixed Income, Futures & Options (Exchange Traded Derivatives) and Prime Brokerage.
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The team is responsible for a multitude of multi-year projects and programs leading mandatory and strategic industry and regulatory change supporting multiple lines of business including Markets Equities, Fixed Income, Prime Brokerage, and Wealth businesses.
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The team also advices on all aspects of funds, managed accounts and other investment vehicles, including fund formation, negotiation of managed accounts and advisory agreements, structuring management companies and compensation arrangements, spin-outs, seeding and stakes transactions, documentation of prime brokerage and other trading arrangements, and advice regarding ongoing operations.
$235,000 - $310,000 a yearFull-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Proficiency in Prime Brokerage, Equities & Effects, Structured Notes, Client Clearing, Commodities SFTS, and Repos. Primarily focused on front office operations, collaborating closely with trading desk personnel and business liquidity management.
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Citi provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.
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Provides daily Operational support functions to BMO trading/lending desks as well as the underlying Swap Prime Brokerage clients. Synthetic swap or prime brokerage experience. The Associate of Corporate Actions/Dividends will require an independent, self-motivated individual that will provide daily Corporate Action support of Global Equity Finance & Stock Loan Operations, for developing and executing goals and objectives regarding business delivery and operational effectiveness for internal business partners and external customer relationship management, change and risk management and control, within the context of the approved operational plan and team objectives.
$40 - $44 an hourExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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As a rapidly growing national organization, the IT Operations Department at PCF Insurance Services is looking for a full-time IT Service Desk Manager. PCF Insurance Services is a premier risk management, benefits design, and insurance brokerage services firm ranked #20 on Business Insurance's 2023 Top 100 Brokers and #12 on Insurance Journal's 2023 Top Property/Casualty Agencies.
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Minimum of 4 years of Financial Services experience in Middle and Back-Office Operations. Broad understanding of brokerage industry specifically Settlements, Corporate Actions, ACAT's, Reconciliation and Cashiering functions and associated regulations pertaining to these areas.
$120,000 - $145,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago
brokerage operations jobs in New York, NY
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