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The Alternative Investments & Manager Selection (AIMS) Group provides investors with investment and advisory solutions, across leading hedge fund managers, private equity funds, real estate managers, public equity strategies and fixed income strategies.
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While the primary focus will involve Anti-Money Laundering, sanctions and anti-corruption related responsibilities, this role will also assist with our Code of Ethics compliance program and policy violation investigations.
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Experience with operational processes and requirements (e.g., regulatory, compliance) for private markets and alternative investments, including private equity, private credit, real estate, and hedge funds.
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Growth Ventures, building on this foundation and in partnership with other businesses including Investment Management, Asset Servicing, and Pershing, is bringing to market a new software-led, API-first solution for the alternative investment and wealth management ecosystems.
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Financial Reporting: Prepare financial statements, investor reports, and regulatory filings for alternative investment funds in accordance with GAAP, IFRS, and other applicable accounting standards, ensuring accuracy, completeness, and compliance with regulatory requirements.
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Members can trade stocks, options, bonds, crypto, ETFs, and alternative assets-all in one place. Experience working with Information Technology General Controls ("ITGC") to demonstrate SEA Rule 17a-5 and SOX compliance to internal and external auditors.
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Ensure compliance with relevant regulations and Deutsche Bank policies, including but not limited to Know Your Customer (KYC) and Anti-Money Laundering (AML) requirements in all dealings, interactions, and transaction activities with existing and potential clients.
$190,000 - $275,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Securities Services business sits within the CIB and offers three complementary services: Custody, which provides safekeeping, settlement, asset servicing and trustee services; Fund Services, which provides accounting and administration services along with post trade compliance and portfolio reporting; and Liquidity & Trading Services which includes Cash, Foreign Exchange (FX), Collateral Services, Agency Securities Finance and Depositary Receipts.
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The review process includes holding meetings with firm personnel in areas such as Risk Management (Market, Credit and Liquidity), Product Controllers, Treasury, Operations, Trading, Legal & Compliance, Internal Audit and Regulatory Reporting.
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In this role, the Controller will focus on financial reporting and accounting for their publically traded REIT. Responsibilities include oversight of SEC reporting, accounting policy, monthly close, SOX compliance, and external audit processes.
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The role will be integral to building and maintaining an effective compliance risk control environment that enables Alternative Capital Partners' activities. Our team is looking for a motivated and eager Compliance Officer to support Alternative Capital Partners.
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Identify and document stakeholder expectations across different functions, including Tech orgs, Asset Servicing, Fund Accounting, Custody, Investment Management, Compliance, and end-users. We are looking for a Product Manager to join a newly created team and work on an end-to-end digital solution for alternative investments and the wealth channel.
$115,000 - $160,000 a yearFull-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Strong investment product knowledge across new issue, equity, fixed income, derivatives, structured products and alternative investments. Compliance Officer - Wealth Management & Investment Advisory.
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Provide assistance to our financial advisors and/or the Grantmaking and Capacity Building team in the fulfillment of capital calls for alternative investments as part of our endowment or program-related investments.
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Interface with ERISA attorney on complex plan administrative matters, plan compliance and plan changes, execution of plan amendments, and the administration of qualifieddomestic relations orders (QDROs.
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alternative compliance jobs in New York, NY
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