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Leads all human capital management functions including talent management (recruiting, performance management, training); compensation and benefits; human resources information systems; civil service; labor relations (collective bargaining and administration of all collective bargaining agreements); and regulatory requirements (in conjunction with Legal Department.
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Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC, and other agencies as required. Preparing financials and books and records for the Broker-Dealer according to GAAP and ensuring all regulatory reporting requirements are met.
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This position is responsible for providing regulatory policy and technical support to the overall Management and Administration of Market Policy & Strategy for LIPA as outlined under OSA. PSEG Long Island currently manages and advises LIPA on Wholesale Market policy and related issues at the Federal, Regional Transmission Operator (RTO), and State levels as well as Capacity Market Requirements and Compliance.
$101,600 - $160,900 a yearFull-timeExpandApply NowActive JobUpdated 22 days ago - UpvoteDownvoteShare Job
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Handling a variety of tasks including environmental investigations and assessments including regulatory compliance, asbestos and lead paint inspections and remediation oversight. Minimum of 5 years of experience preparing asbestos abatement designs, writing NYSDOL variance petitions and managing all aspects of asbestos abatement projects.
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Oversee the preparing and tracking various permit applications to regulatory agencies such as the, United States Army Corps of Engineers (ACOE) and New York State Department of Environmental Conservation (NYSDEC.
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Relevant certifications (e.g., PHR, SPHR, SHRM-SCP) and knowledge of regulatory compliance requirements preferred. We are seeking a visionary Managing Director to spearhead our HR Technology division and lead our efforts in harnessing innovative solutions to drive success in the M&A space.
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This key position, reporting directly to the CEO and supported by an engaged board of directors, will oversee all financial activities including but not limited to: organizational budgets, financial statements, regulatory reporting, business and financial planning, audit functions, forecasting and grant accounting.
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In addition, the team oversees the key risk management methodologies and calculations, including CECL and IFRS9 for credit reserves, and Basel Advanced RWA. Within FinCRO, Regulatory Capital Risk Management ("RCRM") provides independent risk management oversight for capital management, planning and forecasting, recovery and resolution planning, capital interpretations, and capital calculations and reporting.
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Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and sponsored by Fidelity.
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Collaborate with internal Legal and Data Services/Audit/Compliance teams to ensure regulatory compliance and address eDiscovery, data protection, and privacy concerns. Excellent knowledge of regulatory requirements governed by agencies such as the SEC, FINRA, FCA (UK), GDPR (EU), SFC (Hong Kong), and IIROC (Canada.
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You will have the opportunity to work closely with clients and provide legal counsel on various matters related to fund structures, regulatory compliance, private placements, offerings, mergers & acquisitions and more.
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We are seeking an AVP – Product and Regulatory Counsel reporting to VP – Product and Regulatory Counsel. Collaborate with various functional areas across the organization, including underwriting, claims, risk control, actuarial, legal, marketing, and regulatory compliance in creating products.
$115,000 - $180,000 a yearFull-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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S/he is responsible for managing all aspects of the clubhouse operations: including plant and property, leasee, program quality and operations, regulatory compliance, employee and fiscal management.
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Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, NYC Dept. of Health, NYC Coalition for the Homeless, etc, is adhered to. Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, NYC Dept. of Health, NYC Coalition for the Homeless, etc, is adhered to.
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Ensures ongoing compliance with NYC Health + Hospitals policies and procedures with national standards and other applicable external regulatory requirements, guidelines, and accreditation authorities, as well as safety and quality management standards.
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regulatory job Title: sr director Company: Planet Pharma in New Hyde Park, NY
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