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We are looking for a finance specialist to join our larger finance team supporting the Legal & Compliance organization. The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Company's licenses or license exemptions, financial crimes compliance, employee compliance, data privacy compliance, and sets compliance practice standards across the Firm.
$155,000 - $205,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Compliance Quality Assurance Specialist works under the Quality Assurance Officer as well as with the Financial Intelligence Unit (FIU) Investigations Director, the Deputy OFAC Officer, and the Head of the Customer Intelligence Unit (CIU.
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The Funds and Trading Specialistwill work closely with other members of the Legal and Compliance Department and other departments throughout the firm on a wide spectrum of legal and compliance issues and initiatives, focusing on matters related to our funds and trading relationships.
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This Anti-Money Laundering (AML) Compliance Advisory Specialist III role sits within the second line of defense and is part of the AML Advisory team at Capital One. This role will be providing AML Compliance support to the Enterprise Payments organization, as well as company-wide stakeholders utilizing Enterprise Payments products and services.
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We are seeking a Compliance Specialist to join the BitGo's Financial Intelligence Unit. BitGo is looking for a digital asset anti-financial crime expert who will drive efforts to enhance BitGo's anti-financial crime surveillance program.
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The Funds and Trading Specialist will work closely with other members of the Legal and Compliance Department and other departments throughout the firm on a wide spectrum of legal and compliance issues and initiatives, focusing on matters related to funds and trading relationships.
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Work closely with executive staff and information technology systems teams to develop, improve, or modify DVS computer applications and data reporting to advance program efficiencies in response to agency mandates, increased need for DVS services, regulatory compliance and regular data requests from senior leadership, City Hall and City Council.
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Trade Compliance Specialist. Prepares or verifies import entries, shipper's export declarations, dangerous goods declarations and other compliance related filings. Performs Backup Functions by performing various duties with trade compliance and administration-related tasks as required in the absence of trade compliance coordinator.
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Conduct due diligence reviews in accordance with the procedures to meet BSA/AML and OFAC compliance requirements. Perform risk assessments of the compliance risks, and monitor the risk management process.
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The Senior Regulatory and Audit Compliance Specialist (Specialist) is responsible for regulatory and accreditation activities related to cGxP manufacturing at New York Blood Center Enterprises (NYBCe.
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A Client Compliance Specialist provides support for all procedures relating to the maintenance of client and matter finance data, the collection and filing of Firm Engagement Letters, and the confirmation of the completeness and accuracy of client and matter billing information for new business.
Starting at $3 - $60,000 a year depends on education, experienceFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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A Bachelor’s Degree is essential, preferably in a relevant scientific field like Chemistry, Biology, Biochemistry, or Microbiology.
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IT: Schroder Investment Management North America Inc. seeks Portfolio Compliance Lead Specialist in NY, NY to provide new accnt coding & existing accnt amendment via BlackRock Aladdin syst using BQL (similar SQL) language.
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Efhuttongroup.com. POSITION SUMMARY: The Wealth Management Compliance Specialist plays a key role in ensuring the organization operates ethically and within the bounds of the law by ensuring policies and procedures are followed, monitoring compliance activities, and educating employees on compliance issues.
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The Compliance Testing Specialist – Issue Management will perform day to day tasks related to the administration of the Enterprise Compliance Issue Management program. This role will support the Compliance Manager – Issue Management to ensure issues identified across all business lines of the bank are entered into Archer timely with accurate and sufficient detail, reviewed for any compliance impact, monitored for the timely remediation of action plans and validation of issues, reported on to apprise management of status of issues and trends, and perform Quality Assurance (QA) on closed issues in Archer.
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Title: compliance specialist in Forest Hills, NY
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